DFX Intelligence

E••••••• M•••••• F•••• A• S••••• O• G••••• A•••• M••••••••• S••••••••• L••: private fund on the ria / wealth management graph | DFX Data Factory

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RIA / WealthPrivate fundother private fund3(c)(7)dropped

E••••••• M•••••• F•••• A• S••••• O• G••••• A•••• M••••••••• S••••••••• L••

advised by R•• G••••• A•••• M••••••••• ••••• I•••

Delaware, United States

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Search this name across graphsid dfx:ria:151b3248-f563-8e6b-d89b-475a8096785d

Data as of Nov 23, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Feb 24, 2020 to Nov 23, 2020
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: R•• G••••• A•••• M••••••••• ••••• I•••CRD 107173
Fund type: DELAWARE S••••• LLC 3(C)(7)
Latest reported GAV: $9.1M••• Locked
Peak reported GAV: $9.1M
Beneficial owners: 1
Minimum investment: $10.0M
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 0%

Reported gross asset value by filing

••• Locked

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Nov 23, 2020	$9.1M

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
U••• B•••• N••••••• A•••••••••	U••• B•••• N••••••• A•••••••••	Milwaukee	Wisconsin	United States	no	n/a

Relationships

Advises (1)

← R•• G••••• A•••• M••••••••• ••••• I•••Registered adviserOther Private Fund, IA, no longer reported
Feb 24, 2020 to Nov 23, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:151b3248-f563-8e6b-d89b-475a8096785d
First observed: Feb 24, 2020
Last observed: Nov 23, 2020 70 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.