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CRD 107173
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Laura Buik Glenn | Chartered Financial Analyst | MINNEAPOLIS, MN | 0 | 30 | n/a | yes |
| DONALD ELIJAH SANYA | Chartered Financial Analyst | Boston, MA | MINNEAPOLIS, MN | 0 | 15 | n/a | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| RBC STRATEGIC HIGH INCOME FUND, LLC | Other Private Fund | $17B | Nov 15, 2016 | 1 | Jan 30, 2012 | dropped | n/a |
| EMERGING MARKETS EQUITY SERIES OF GLOBAL ASSET MANAGEMENT STRATEGIES, LLC | Other Private Fund | $2.4B | Aug 7, 2024 | 46 | Sep 29, 2015 | reported | 021-248621 |
| BBAM US CLO III, LTD. | Securitized Asset Fund | $586M | Aug 7, 2024 | 1 | Feb 22, 2024 | reported | n/a |
| INTERNATIONAL EQUITY FUND | Other Private Fund | $501M | Aug 7, 2024 | 37 | Jan 30, 2012 | reported | 021-127558 |
| GLOBAL FUNDS SPC - TOTAL RETURN CREDIT SP | Other Private Fund | $469M | Aug 7, 2024 | 4 | Feb 24, 2014 | reported | 021-217885 |
| BBAM US CLO II, LTD. | Securitized Asset Fund | $422M | Aug 7, 2024 | 1 | Feb 22, 2024 | reported | n/a |
| BBAM US CLO I, LTD. | Securitized Asset Fund | $416M | Aug 7, 2024 | 1 | Feb 22, 2024 | reported | n/a |
| GLOBAL FUNDS SPC - EMERGING MARKET SELECT BOND SP | Hedge Fund | $196M | Aug 7, 2024 | 3 | May 24, 2013 | reported | 021-190437 |
| GLOBAL FUNDS SPC - EMERGING MARKET LONG DURATION CREDIT FUND SP | Hedge Fund | $101M | Aug 7, 2024 | 1 | Nov 8, 2023 | reported | 021-190437 |
| GLOBAL EQUITY LEADERS SERIES OF GLOBAL ASSET MANAGEMENT STRATEGIES, LLC | Other Private Fund | $57.8M | Aug 7, 2024 | 2 | Jan 29, 2024 | reported | 021-483684 |
| LEO FUNDING I LIMITED | Securitized Asset Fund | $54.0M | Aug 7, 2024 | 1 | Jan 28, 2019 | reported | 021-190437 |
| FOSSIL FUEL FREE SERIES OF GLOBAL ASSET MANAGEMENT STRATEGIES, LLC | Other Private Fund | $38.3M | Aug 7, 2024 | 4 | Feb 24, 2020 | reported | 021-258297 |
| GLOBAL EQUITY SERIES OF GLOBAL ASSET MANAGEMENT STRATEGIES, LLC | Other Private Fund | $13.9M | Aug 7, 2024 | 2 | Jan 28, 2021 | reported | 021-258298 |
| EMERGING MARKETS FOCUS A SERIES OF GLOBAL ASSET MANAGEMENT STRATEGIES, LLC | Other Private Fund | $9.1M | Nov 23, 2020 | 1 | Feb 24, 2020 | dropped | 021-258298 |
| RBC GAM SMID CAP GROWTH FUND, LLC | Other Private Fund | $2.3M | Dec 11, 2013 | 1 | Jan 30, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CHUNG-MCLEAN, YONETTE, BEVERLY | Director | Na | yes | 08/2019 | Oct 9, 2019 | Aug 7, 2024 |
| LEW, BRANDON, DANIEL | PRESIDENT, DIRECTOR | Na | yes | 08/2024 | Aug 6, 2024 | Aug 7, 2024 |
| MOONSAMMY, BYRN, N | CHIEF FINANCIAL OFFICER | Na | yes | 11/2020 | Nov 23, 2020 | Aug 7, 2024 |
| Mukerji, Biswajit | Director | Na | yes | 08/2024 | Aug 6, 2024 | Aug 7, 2024 |
| NEMANI, VIKESH | Director | Na | yes | 04/2022 | Apr 25, 2022 | Aug 7, 2024 |
| RAUSCH, JESSICA, LYNN | CHIEF OPERATING OFFICER | Na | yes | 08/2024 | Aug 6, 2024 | Aug 7, 2024 |
| RBC US GROUP HOLDINGS LLC | DIRECT OWNER | E | yes | 06/2018 | Jan 29, 2019 | Aug 7, 2024 |
| RBC USA HOLDCO CORPORATION | DIRECT OWNER | E | yes | 11/2010 | Jan 30, 2012 | Aug 7, 2024 |
| ROYAL BANK OF CANADA | ULTIMATE OWNER | E | yes | 11/2010 | Jan 30, 2012 | Aug 7, 2024 |
| SANYA, DONALD, ELIJAH | CHIEF EXECUTIVE OFFICER, DIRECTOR | Na | yes | 08/2024 | Aug 6, 2024 | Aug 7, 2024 |
| SKIBA, WLODZIMIERZ, ANDRZEJ | Director | Na | yes | 11/2021 | Nov 30, 2021 | Aug 7, 2024 |
| WEBER, CHRISTINA, MARIE | CHIEF COMPLIANCE OFFICER | Na | yes | 06/2018 | Jul 19, 2018 | Aug 7, 2024 |
| WILLIAMS, DAMON, GRANT | Director | Na | yes | 01/2013 | Jan 29, 2013 | Aug 7, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | n/a | National bd RIA | $310B | N | yes | NY |
| RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED | n/a | Asset manager | $178B | N | yes | n/a |
| CITY NATIONAL ROCHDALE, LLC | n/a | Bd affiliated wealth | $73B | N | yes | n/a |
| BLUEBAY FUNDS MANAGEMENT COMPANY S.A. | n/a | n/a | n/a | N | yes | n/a |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| RBC GLOBAL ASSET MANAGEMENT INC. | n/a | n/a | n/a | N | yes | n/a |
| RBC INDIGO ASSET MANAGEMENT INC. | n/a | n/a | n/a | N | yes | n/a |
| ROYAL BANK OF CANADA | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Stamford | Ct | United States | 24 | yes |
| Boston | Ma | United States | 7 | yes |
| Chicago | IL | United States | 4 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Jan 30, 2026 | $104B | $104B | 212 | 37 | 3 | 13 | n/a |
| 2024 | Apr 15, 2025 | $76B | $76B | 193 | 48 | 3 | 11 | n/a |
| 2023 | Jan 29, 2024 | $80B | $80B | 195 | 51 | 3 | 10 | $3.9B |
| 2022 | Jan 20, 2023 | $38B | $38B | 205 | 55 | 3 | 4 | $2.5B |
| 2021 | Jan 28, 2022 | $58B | $58B | 194 | 50 | 3 | 4 | $3.3B |
| 2020 | Jan 28, 2021 | $56B | $56B | 173 | 40 | 3 | 4 | $2.7B |
| 2019 | Jan 29, 2020 | $40B | $40B | 173 | 40 | 4 | 2 | $2.4B |
| 2018 | Jan 29, 2019 | $32B | $32B | 173 | 44 | 4 | 2 | $1.8B |
| 2017 | Jan 29, 2018 | $35B | $35B | 166 | 41 | 4 | 2 | $1.3B |
| 2016 | Jan 26, 2017 | $40B | $40B | 165 | 54 | n/a | 2 | $877M |
| 2015 | Jan 29, 2016 | $42B | $42B | 155 | 42 | n/a | 3 | $2.2B |
| 2014 | Jan 29, 2015 | $43B | $43B | 134 | 44 | n/a | 2 | $2.1B |
| 2013 | Jan 28, 2014 | $46B | $46B | 129 | 37 | n/a | 2 | $2.1B |
| 2012 | Jan 29, 2013 | $41B | $40B | 119 | 28 | n/a | 3 | $1.9B |
| 2011 | Jan 30, 2012 | $39B | $39B | n/a | n/a | n/a | 3 | $1.6B |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $104B | $76B | 36.6% | $38B | 40.1% | 212 | 193 | 3 | 3 |