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RIA / WealthAdvisor19 years in industry

KEITH CARL POCHOBRADSKY

Advisor at BASEPOINT WEALTH, LLC

CEDAR RAPIDS, IA

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Search this name across graphsid dfx:ria:151f103a-fbc0-72c8-5f9a-c97174cc0f82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 3, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BASEPOINT WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 22, 2007
First registration: Apr 3, 2015
Dual registered: no
Other names: K C POCHOBRADSKY
IAPD individual key: 5408024

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BASEPOINT WEALTH, LLC	Independent wealth	Sep 27, 2022	n/a	yes	CEDAR RAPIDS, IA	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jan 2, 2019	Sep 28, 2022	no	VINTON, IA\|TRAER, IA\|CEDAR RAPIDS, IA	Previous registration
CWM, LLC	Bd affiliated wealth	Nov 6, 2018	Sep 26, 2022	no	Traer, IA\|Cedar Rapids, IA\|Vinton, IA\|Cedar Rapids, IA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Apr 3, 2015	Nov 6, 2018	no	Cedar Rapids, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	BASEPOINT WEALTH, LLC	Sep 28, 2022	Sep 27, 2022	-1	Firm change	Ibd to RIA
CWM, LLC	CETERA ADVISOR NETWORKS LLC	Sep 26, 2022	Jan 2, 2019	-1,363	Firm change after gap	Ibd to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	CWM, LLC	Nov 6, 2018	Nov 6, 2018	0	Firm change	Other

Relationships

Registered with (4)

→ BASEPOINT WEALTH, LLCRegistered adviserregistration: current employment
Sep 27, 2022 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jan 2, 2019 to Sep 28, 2022factForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Nov 6, 2018 to Sep 26, 2022factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Apr 3, 2015 to Nov 6, 2018factForm ADV

Dated events

Occurred
Sep 28, 2022
Advisor changed firm
Keith Carl Pochobradsky left Cetera Advisor Networks Llc for Basepoint Wealth, Llc (registered 2022-09-27)
Form ADVobserved 6 days ago
Occurred
Sep 26, 2022
Advisor changed firm
Keith Carl Pochobradsky left Cwm, Llc for Cetera Advisor Networks Llc (registered 2019-01-02)
Form ADVobserved 6 days ago