DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BASEPOINT WEALTH, LLC

CRD 289538

CEDAR RAPIDS, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75ab9ccf-7eac-753e-2c42-03c12466c5f6

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 3
On other graphs: 0
Observed: Aug 31, 2017 to Aug 28, 2026
75 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $884MItem 5.F on the latest filing (2026-08-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $875M
Private client RAUM: $820MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 13
RAUM per advisor: $68.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 24
Advisory employees: 13
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 3,715
Individual clients: 981
High net worth clients: 261
Custody, client assets: $18.2M
SEC number: 801-111782
CRD: 289538
Filings on the tape: 75
First filed: Aug 31, 2017
Latest filed: Aug 28, 2026
Organised: Limited Liability Partnership, IA
Website: basepointwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM ALLEN WALLACE	Certified Financial Planner\|Personal Financial Specialist\|Chartered Financial Analyst	CEDAR RAPIDS, IA	8	26	1	no
KATHRYN MARSH WALLACE	Certified Financial Planner\|Chartered Financial Consultant	CEDAR RAPIDS, IA	8	23	1	no
KATHERINE EMMA KULA	n/a	CEDAR RAPIDS, IA	8	15	1	no
LANDIS TYLER WILEY	Certified Financial Planner	CEDAR RAPIDS, IA	8	15	2	no
BRYAN JENNINGS KNUDSON	Certified Financial Planner	CEDAR RAPIDS, IA	8	23	1	no
Shayne Michael Boles	Certified Financial Planner	CEDAR RAPIDS, IA	8	10	n/a	no
SCOTT MICHAEL COOLEY	Certified Financial Planner\|Chartered Financial Consultant	CEDAR RAPIDS, IA	7	14	1	no
KIRK ALLEN SADILEK	Certified Financial Planner\|Chartered Financial Consultant	CEDAR RAPIDS, IA	5	28	1	no
Ryan Robert Watermiller	Certified Financial Planner	CEDAR RAPIDS, IA	5	16	1	no
KEITH CARL POCHOBRADSKY	n/a	CEDAR RAPIDS, IA	3	19	3	no
RONALD LEE DETWEILER	n/a	CEDAR RAPIDS, IA	2	35	1	no
AMBER ELIZABETH HUNT	n/a	CEDAR RAPIDS, IA	1	12	n/a	no
RYAN MAURICE TURNER	n/a	CEDAR RAPIDS, IA	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KNUDSON, BRYAN, JENNINGS	MEMBER, SENIOR WEALTH ADVISOR	A	yes	08/2017	Aug 31, 2017	Jun 10, 2024
KULA, KATHERINE, EMMA	MEMBER, CHIEF COMPLIANCE OFFICER	Na	yes	08/2017	Aug 31, 2017	Jun 10, 2024
WALLACE, KATHRYN, MARSH	MANAGING MEMBER, SENIOR WEALTH ADVISOR	C	yes	08/2017	Aug 31, 2017	Jun 10, 2024
WALLACE, WILLIAM, ALLEN	CHIEF INVESTMENT OFFICER AND MANAGING MEMBER"	C	yes	08/2017	Aug 31, 2017	Jun 10, 2024
WILEY, LANDIS, TYLER	MEMBER, SENIOR WEALTH ADVISOR	B	yes	08/2017	Aug 31, 2017	Jun 10, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Davenport	Ia	United States	2	no
DES MOINES	Ia	United States	1	no
Dubuque	Ia	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 6, 2026	$884M	$875M	24	13	3	n/a	n/a
2024	Mar 24, 2025	$776M	$768M	22	12	3	n/a	n/a
2023	Mar 5, 2024	$665M	$648M	20	11	3	n/a	n/a
2022	Mar 27, 2023	$562M	$556M	19	11	3	n/a	n/a
2021	Mar 24, 2022	$518M	$512M	18	11	2	n/a	n/a
2020	Mar 22, 2021	$332M	$327M	16	15	2	n/a	n/a
2019	Mar 10, 2020	$291M	$286M	11	10	2	n/a	n/a
2018	Mar 21, 2019	$218M	$212M	10	9	2	n/a	n/a
2017	Mar 21, 2018	$212M	$209M	13	8	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$884M	$776M	13.9%	$562M	16.3%	24	22	3	3

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AMERIPRISE FINANCIAL SERVICES, LLC	5	Oct 10, 2017	Oct 11, 2017	CEDAR RAPIDS, IA	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (15)

← RYAN MAURICE TURNERAdvisorregistration: current employment
May 26, 2025 to presentfactForm ADV
← AMBER ELIZABETH HUNTAdvisorregistration: current employment
Mar 20, 2025 to presentfactForm ADV
← RONALD LEE DETWEILERAdvisorregistration: current employment
Feb 8, 2024 to presentfactForm ADV
← KEITH CARL POCHOBRADSKYAdvisorregistration: current employment
Sep 27, 2022 to presentfactForm ADV
← Ryan Robert WatermillerAdvisorregistration: current employment
Mar 4, 2021 to presentfactForm ADV
← KIRK ALLEN SADILEKAdvisorregistration: current employment
Jan 15, 2021 to presentfactForm ADV
← SCOTT MICHAEL COOLEYAdvisorregistration: current employment
Sep 20, 2018 to presentfactForm ADV
← Shayne Michael BolesAdvisorregistration: current employment
Jun 1, 2018 to presentfactForm ADV
← BRYAN JENNINGS KNUDSONAdvisorregistration: current employment
Oct 11, 2017 to presentfactForm ADV
← KATHERINE EMMA KULAAdvisorregistration: current employment
Oct 10, 2017 to presentfactForm ADV
← LANDIS TYLER WILEYAdvisorregistration: current employment
Oct 10, 2017 to presentfactForm ADV
← WILLIAM ALLEN WALLACEAdvisorregistration: current employment
Oct 9, 2017 to presentfactForm ADV
← KATHRYN MARSH WALLACEAdvisorregistration: current employment
Oct 9, 2017 to presentfactForm ADV
← Aaron Clark EpsteinAdvisorregistration: previous registration
Mar 22, 2019 to Aug 30, 2024factForm ADV
← NATHAN ANDREW BREIBYAdvisorregistration: previous registration
Feb 14, 2020 to Oct 30, 2020factForm ADV

Controls (5)

← WALLACE, WILLIAM, ALLENOwnerCHIEF INVESTMENT OFFICER AND MANAGING MEMBER", ownership code C, individual
Aug 31, 2017 to Jun 10, 2024factForm ADV
← WALLACE, KATHRYN, MARSHOwnerMANAGING MEMBER, SENIOR WEALTH ADVISOR, ownership code C, individual
Aug 31, 2017 to Jun 10, 2024factForm ADV
← KNUDSON, BRYAN, JENNINGSOwnerMEMBER, SENIOR WEALTH ADVISOR, ownership code A, individual
Aug 31, 2017 to Jun 10, 2024factForm ADV
← KULA, KATHERINE, EMMAOwnerMEMBER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 31, 2017 to Jun 10, 2024factForm ADV
← WILEY, LANDIS, TYLEROwnerMEMBER, SENIOR WEALTH ADVISOR, ownership code B, individual
Aug 31, 2017 to Jun 10, 2024factForm ADV

Moved with (1)

← AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviser5 advisors, team lift out
Oct 10, 2017 to Oct 11, 2017factForm ADV

Dated events

Occurred
Aug 30, 2024
Advisor changed firm
Aaron Clark Epstein left Basepoint Wealth, Llc for Cedar Point Capital Partners, Llc (registered 2024-12-03)
Form ADVobserved 4 days ago
Occurred
Aug 16, 2021
Regulatory AUM changed
Basepoint Wealth, Llc reported RAUM $501.7M, up 51% from $332.5M (2021-07-19 to 2021-08-16)
Form ADVobserved 4 days ago
$169M
Occurred
Aug 31, 2017
First Form ADV filing
Basepoint Wealth, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75ab9ccf-7eac-753e-2c42-03c12466c5f6
First observed: Aug 31, 2017
Last observed: Aug 28, 2026 22 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BASEPOINT WEALTH, LLC

CRD 289538

CEDAR RAPIDS, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75ab9ccf-7eac-753e-2c42-03c12466c5f6

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:31 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM ALLEN WALLACE

Certified Financial Planner|Personal Financial Specialist|Chartered Financial Analyst

CEDAR RAPIDS, IA

KATHRYN MARSH WALLACE

Certified Financial Planner|Chartered Financial Consultant

CEDAR RAPIDS, IA

KATHERINE EMMA KULA

n/a

CEDAR RAPIDS, IA

LANDIS TYLER WILEY

Certified Financial Planner

CEDAR RAPIDS, IA

BRYAN JENNINGS KNUDSON

Certified Financial Planner

CEDAR RAPIDS, IA

Shayne Michael Boles

Certified Financial Planner

CEDAR RAPIDS, IA

n/a

SCOTT MICHAEL COOLEY

Certified Financial Planner|Chartered Financial Consultant

CEDAR RAPIDS, IA

KIRK ALLEN SADILEK

Certified Financial Planner|Chartered Financial Consultant

CEDAR RAPIDS, IA

Ryan Robert Watermiller

Certified Financial Planner

CEDAR RAPIDS, IA

KEITH CARL POCHOBRADSKY

n/a

CEDAR RAPIDS, IA

RONALD LEE DETWEILER

n/a

CEDAR RAPIDS, IA

AMBER ELIZABETH HUNT

n/a

CEDAR RAPIDS, IA

n/a

RYAN MAURICE TURNER

n/a

CEDAR RAPIDS, IA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KNUDSON, BRYAN, JENNINGS

MEMBER, SENIOR WEALTH ADVISOR

yes

08/2017

Aug 31, 2017

Jun 10, 2024

KULA, KATHERINE, EMMA

MEMBER, CHIEF COMPLIANCE OFFICER

yes

08/2017

Aug 31, 2017

Jun 10, 2024

WALLACE, KATHRYN, MARSH

MANAGING MEMBER, SENIOR WEALTH ADVISOR

yes

08/2017

Aug 31, 2017

Jun 10, 2024

WALLACE, WILLIAM, ALLEN

CHIEF INVESTMENT OFFICER AND MANAGING MEMBER"

yes

08/2017

Aug 31, 2017

Jun 10, 2024

WILEY, LANDIS, TYLER

MEMBER, SENIOR WEALTH ADVISOR

yes

08/2017

Aug 31, 2017

Jun 10, 2024

City

State

Country

Employees

Also broker-dealer

Davenport

United States

DES MOINES

United States

Dubuque

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 6, 2026

$884M

$875M

n/a

2024

Mar 24, 2025

$776M

$768M

n/a

2023

Mar 5, 2024

$665M

$648M

n/a

2022

Mar 27, 2023

$562M

$556M

n/a

2021

Mar 24, 2022

$518M

$512M

n/a

2020

Mar 22, 2021

$332M

$327M

n/a

2019

Mar 10, 2020

$291M

$286M

n/a

2018

Mar 21, 2019

$218M

$212M

n/a

2017

Mar 21, 2018

$212M

$209M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$884M

$776M

13.9%

$562M

16.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AMERIPRISE FINANCIAL SERVICES, LLC

Oct 10, 2017

Oct 11, 2017

CEDAR RAPIDS, IA

Team lift out

Ibd to new firm

0.1%