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Advisor at HSBC SECURITIES (USA) INC.
River Edge, NJ | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Sep 4, 2026 | n/a | yes | NEW YORK, NY|River Edge, NJ | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 28, 2007 | Aug 26, 2008 | no | NEW YORK, NY|JERSEY CITY, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | HSBC SECURITIES (USA) INC. | Aug 26, 2008 | Sep 4, 2026 | 6,583 | Firm change after gap | Wirehouse to ibd |