DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••••• W••••• M••••••••• L••
Golden, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••••• W••••• M••••••••• L•• | Independent wealth | Jan 27, 2026 | n/a | yes | Golden, CO | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Dec 6, 2024 | no | DENVER, CO|DENVER, CO|DENVER, CO|LAKEWOOD, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | W•••••• W••••• M••••••••• L•• | Dec 6, 2024 | Jan 27, 2026 | 417 | Firm change after gap | Wirehouse to RIA |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 |
| W•••• F•••• I••••••••• L•• | n/a | Nov 13, 2009 | Jan 3, 2011 | no | DENVER, CO | Previous registration |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | Feb 10, 2003 | Nov 13, 2009 | no | WESTMINISTER, CO|THORNTON, CO|BROOMFIELD, CO|DENVER, CO|WESTMINSTER, CO|Brighton, CO|Westminster, CO|NORTHGLENN, CO|WESTMINSTER, CO|Westminster, CO|Thornton, CO | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Apr 1, 1999 | Nov 19, 2002 | no | DENVER, CO | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| U••• B•••••• I••••••••• I••• | W•••• F•••• I••••••••• L•• | Nov 13, 2009 | Nov 13, 2009 | 0 | Firm change | Other |
| U•• F•••••••• S••••••• I••• | U••• B•••••• I••••••••• I••• | Nov 19, 2002 | Feb 10, 2003 | 83 | Firm change | Other |