This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PRIVATE ADVISOR GROUP, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 27, 1994earliest registration or exam on IAPD

Years in industry

31derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63

First exam

Sep 27, 1994

First registration

Apr 29, 2009

Dual registered

yes, broker-dealer

IAPD individual key

2513408

• Occurred

  Jul 25, 2022
  Advisor changed firm

  James Lawrence Chapple left Investors Financial Group for Private Advisor Group, Llc (registered 2022-03-16)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:152a21f6-78d9-5010-c98d-df2bfc4103d3

First observed

Apr 29, 2009

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.