DFX Intelligence

D••••• C•••••••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst18 years in industry

D••••• C•••••••• N••••••

Advisor at B••••••••• W••••• M••••••••• L••

Roseville, CA | AUSTIN, TX

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Search this name across graphsid dfx:ria:1537d849-7ac5-7bc3-645d-63b8ca9a0785

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 4, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 31, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• W••••• M••••••••• L••	Independent wealth	Jul 24, 2026	n/a	yes	AUSTIN, TX\|Roseville, CA	Current employment
A••••• F•••••••• A•••••••• L••	Independent wealth	May 7, 2013	May 6, 2019	no	CHARLOTTE, NC\|SACRAMENTO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• F•••••••• A•••••••• L••	B••••••••• W••••• M••••••••• L••	May 6, 2019	Jul 24, 2026	2,636	Firm change after gap	RIA to RIA
E••••• J••••	A••••• F•••••••• A•••••••• L••	Jan 2, 2009	May 7, 2013

Relationships

Registered with (3)

→ B••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 24, 2026 to presentfactForm ADV
→ A••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 7, 2013 to May 6, 2019factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 4, 2008 to Jan 2, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1537d849-7ac5-7bc3-645d-63b8ca9a0785
First observed: Aug 4, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.