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Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 10b 100b

ALIGHT FINANCIAL ADVISORS, LLC

CRD 158744

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ff14350-7eab-c23d-a59e-a625c609afcf

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 140
Dated events: 38
On other graphs: 0
Observed: Dec 2, 2011 to Mar 3, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=45.0
Regulatory AUM: $35BItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $35B
Private client RAUM: $35BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 65
RAUM per advisor: $539Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 70
Advisory employees: 60
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 195,957
Individual clients: 195,957
SEC number: 801-72679
CRD: 158744
Filings on the tape: 29
First filed: Dec 2, 2011
Latest filed: Mar 3, 2026
Organised: Limited Liability Company, DE
Website: alightfs.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 65

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT MICHAEL NORRIS	n/a	CHARLOTTE, NC \| Denver, NC	14	26	n/a	yes
JEREMY JASON FRITZ	n/a	Huntersville, NC \| CHARLOTTE, NC	14	26	n/a	yes
PAUL JOSEPH FAULKNER	Chartered Financial Consultant	CHARLOTTE, NC	14	23	3	yes
ZACHARY DANIEL BALLARD	n/a	CHARLOTTE, NC \| ORLANDO, FL	14	14	n/a	yes
AMANDA JOAN CHENG	n/a	CHARLOTTE, NC	12	23	n/a	no
JEFFREY JOEL BARLING	n/a	CHARLOTTE, NC \| VACAVILLE, CA	12	25	4	yes
RONALD L PAULDING	n/a	Charlotte, NC \| CHARLOTTE, NC	12	18	3	yes
KENJE MIRIAM MALLOT	n/a	LINCOLNSHIRE, IL \| CHARLOTTE, NC	11	15	1	yes
TIMOTHY PATRICK BARRY	n/a	CINCINATTI, OH \| CHARLOTTE, NC	11	26	4	yes
INGRID LEMA LETZIG	n/a	LINCOLNSHIRE, IL	10	27	n/a	no
robert michael vincic	n/a	Lincolnshire, IL \| CHARLOTTE, NC	10	13	n/a	no
DEBORAH BOYD EBERHART-WILKINSON	n/a	CHARLOTTE, NC	8	27	1	yes
WINFIELD SCOTT EVENS	Chartered Financial Analyst	Lincolnshire, IL \| CHARLOTTE, NC	8	32	2	no
KELLY ELIZABETH KUBERA	n/a	CHARLOTTE, NC \| Venetia, PA	7	18	7	yes
JOSHUA A BAUDER	n/a	CHARLOTTE, NC \| Douglassville, PA	7	24	1	no
Jason Micheal DeLong	n/a	Braselton, GA \| CHARLOTTE, NC	6	15	n/a	yes
Alisha Waters	n/a	CHARLOTTE, NC	6	10	1	yes
FRANCIS JOHN BRADLEY SAMS	Certified Financial Planner	CHARLOTTE, NC \| Sarasota, FL	6	34	n/a	yes
JASON MICHAEL ROBERTS	n/a	CHARLOTTE, NC \| Beaver, PA	6	23	3	yes
JEREMY DAVID MCCORD	n/a	CHARLOTTE, NC \| SACRAMENTO, CA	6	24	2	yes
STEPHEN JOHN GEREK	n/a	Ponte Vedra Beach, FL \| CHARLOTTE, NC	5	41	5	yes
ALLISON CATHERINE HALL	Certified Financial Planner	Lincolnshire, IL \| CHARLOTTE, NC	5	17	2	yes
AMGAD MAGDY YASSA	n/a	CHARLOTTE, NC \| Colorado Springs, CO	5	13	2	yes
SALLY JO OSBORNE	n/a	CHARLOTTE, NC \| Prospect Heights, IL	4	37	7	yes
Jarrod Steven Means	n/a	Waco, TX \| CHARLOTTE, NC	4	10	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALIGHT SOLUTIONS, LLC	Owner	E	yes	05/2017	Mar 3, 2026	Mar 3, 2026
CHOTKOWSKI, MATTHEW, ADAM	CHIEF COMPLIANCE OFFICER	Na	yes	02/2014	Mar 3, 2026	Mar 3, 2026
FRITZ, JEREMY, JASON	CHIEF EXECUTIVE OFFICER / MANAGING MEMBER	Na	yes	09/2013	Mar 3, 2026	Mar 3, 2026
ALIGHT HOLDING COMPANY, LLC	SOLE MEMBER	C	yes	05/2017	Mar 31, 2022	Dec 17, 2024
ALIGHT, INC	Owner	E	yes	07/2021	Mar 31, 2022	Dec 17, 2024
TEMPO ACQUISITION, LLC	SOLE MEMBER	E	yes	05/2017	Mar 30, 2018	Dec 17, 2024
TEMPO INTERMEDIATE HOLDING COMPANY I, LLC	SOLE MEMBER	E	yes	05/2017	Mar 30, 2018	Dec 17, 2024
TEMPO INTERMEDIATE HOLDING COMPANY II, LLC	SOLE MEMBER	E	yes	05/2017	Mar 30, 2018	Dec 17, 2024
FOLEY TRASIMENE ACQUISITION CORP	Owner	D	no	07/2021	Mar 31, 2022	Dec 17, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALIGHT FINANCIAL SOLUTIONS, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 3, 2026	$35B	$35B	70	60	0	n/a	n/a
2024	Mar 31, 2025	$31B	$31B	60	50	0	n/a	n/a
2023	Mar 27, 2024	$32B	$32B	60	50	1	n/a	n/a
2022	Mar 30, 2023	$31B	$31B	60	50	1	n/a	n/a
2021	Mar 31, 2022	$32B	$32B	60	50	0	n/a	n/a
2020	Mar 31, 2021	$32B	$32B	60	50	0	n/a	n/a
2019	Mar 31, 2020	$29B	$29B	60	50	0	n/a	n/a
2018	Mar 27, 2019	$27B	$27B	60	50	1	n/a	n/a
2017	Mar 30, 2018	$24B	$24B	50	50	1	n/a	n/a
2016	Mar 31, 2017	$16B	$16B	50	50	n/a	n/a	n/a
2015	Mar 18, 2016	$12B	$12B	50	50	n/a	n/a	n/a
2014	Mar 23, 2015	$12B	$12B	50	50	n/a	n/a	n/a
2013	Mar 24, 2014	$7.0B	$7.0B	50	50	n/a	n/a	n/a
2012	Mar 15, 2013	$2.2B	$2.2B	31	31	n/a	n/a	n/a
2011	Feb 29, 2012	$768M	$768M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
6	4	2	6.2%	1	1	0	21	18

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$35B	$31B	13.5%	$31B	4.4%	70	60	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EDELMAN FINANCIAL ENGINES	2	Feb 24, 2023	Nov 27, 2023	PHEONIX, AZ	Team lift out	RIA to RIA	0.4%

Relationships

showing 80 of 140

Registered with (73)

← DAVID HOANG NGUYENAdvisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← Bryan Eugene DonaughAdvisorregistration: current employment
May 6, 2026 to presentfactForm ADV
← Timothy Jason SanfordAdvisorregistration: current employment
Mar 10, 2026 to presentfactForm ADV
← MICHAEL James PHYILLAIERAdvisorregistration: current employment
Mar 3, 2026 to presentfactForm ADV
← Benjamin S WaluluAdvisorregistration: current employment
Feb 9, 2026 to presentfactForm ADV
← Vinny Vinaayak SanhaiAdvisorregistration: current employment
Dec 5, 2025 to presentfactForm ADV
← James RussellAdvisorregistration: current employment
Nov 14, 2025 to presentfactForm ADV
← Ethan Lee SartainAdvisorregistration: current employment
Oct 8, 2025 to presentfactForm ADV
← MARK ROBERT VOSSLERAdvisorregistration: current employment
Sep 18, 2025 to presentfactForm ADV
← Dustin MoralesAdvisorregistration: current employment
Aug 21, 2025 to presentfactForm ADV
← ANDREW EDWARDS NELSONAdvisorregistration: current employment
Aug 12, 2025 to presentfactForm ADV
← Michael ArmeniniAdvisorregistration: current employment
Aug 1, 2025 to presentfactForm ADV
← JONATHAN MICHAEL WALLSAdvisorregistration: current employment
Jul 3, 2025 to presentfactForm ADV
← Kedisha FlemingAdvisorregistration: current employment
Apr 30, 2025 to presentfactForm ADV
← NATHANIEL CLINTON PACKERAdvisorregistration: current employment
Apr 3, 2025 to presentfactForm ADV
← JUSTIN HAYESAdvisorregistration: current employment
Mar 31, 2025 to presentfactForm ADV
← ARI KANDELAdvisorregistration: current employment
Sep 6, 2024 to presentfactForm ADV
← ROBERT Michael BRUZIKAdvisorregistration: current employment
Aug 23, 2024 to presentfactForm ADV
← Andre Dillon LeBoeufAdvisorregistration: current employment
Jul 16, 2024 to presentfactForm ADV
← BENJAMIN M DELPAdvisorregistration: current employment
Jul 10, 2024 to presentfactForm ADV
← MICHAEL E KEADYAdvisorregistration: current employment
Jul 1, 2024 to presentfactForm ADV
← Holly Laraine GenningsAdvisorregistration: current employment
Jun 11, 2024 to presentfactForm ADV
← Matthew Wade DeemerAdvisorregistration: current employment
Jun 3, 2024 to presentfactForm ADV
← Colleen Marie EtueAdvisorregistration: current employment
May 31, 2024 to presentfactForm ADV
← Joseph NielsenAdvisorregistration: current employment
Mar 5, 2024 to presentfactForm ADV
← Beatrice Julie RivardAdvisorregistration: current employment
Feb 13, 2024 to presentfactForm ADV
← EVAN EUGENE VON WALDNERAdvisorregistration: current employment
Jan 3, 2024 to presentfactForm ADV
← Faith Goldman RashAdvisorregistration: current employment
Oct 17, 2023 to presentfactForm ADV
← Jason Andrew AkersAdvisorregistration: current employment
Sep 1, 2023 to presentfactForm ADV
← JOHN MILTON CURRANAdvisorregistration: current employment
Apr 25, 2023 to presentfactForm ADV
and 43 more

Affiliated with (5)

← FINANCE OF AMERICA CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← BLACKSTONE REAL ESTATE INCOME ADVISORS L.L.C.Registered adviserother investment adviser, common control
factForm ADV
← BLACKSTONE TREASURY SOLUTIONS ADVISORS L.L.C.Registered adviserother investment adviser, common control
factForm ADV
← BLACKSTONE REAL ESTATE ADVISORS INTERNATIONAL L.L.C.Registered adviserother investment adviser, common control
factForm ADV
← BLACKSTONE MEZZANINE ADVISORS LPRegistered adviserother investment adviser, common control
factForm ADV

Controls (1)

← FRITZ, JEREMY, JASONOwnerCHIEF EXECUTIVE OFFICER / MANAGING MEMBER, ownership code NA, individual
Jul 30, 2013 to Dec 17, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 10, 2026
Advisor changed firm
Victoria Marcella Pena left Alight Financial Advisors, Llc for Mml Investors Services, Llc (registered 2026-08-06)
Form ADVobserved 5 days ago
Occurred
Mar 6, 2026
Advisor changed firm
Alan Lee Crouse left Alight Financial Advisors, Llc for Signal Advisors Wealth, Llc (registered 2026-04-27)
Form ADVobserved 5 days ago
Occurred
Dec 22, 2025
Advisor changed firm
James Lincoln Wynn left Alight Financial Advisors, Llc for Alphastar Capital Management (registered 2026-01-22)
Form ADVobserved 5 days ago
Occurred
Sep 25, 2025
Advisor changed firm
Avery Damon Keitt left Alight Financial Advisors, Llc for Lpl Financial Llc (registered 2025-10-07)
Form ADVobserved 5 days ago
Occurred
Sep 9, 2025
Advisor changed firm
Bryan Zaransky left Alight Financial Advisors, Llc for Edward Jones (registered 2025-09-08)
Form ADVobserved 5 days ago
Occurred
Apr 23, 2025
Advisor changed firm
Katherine Grace Mazzucco left Alight Financial Advisors, Llc for Advice And Planning Services (registered 2025-04-24)
Form ADVobserved 5 days ago
Occurred
Apr 18, 2025
Advisor changed firm
Michael Fox left Alight Financial Advisors, Llc for T. Rowe Price Advisory Services, Inc. (registered 2025-05-06)
Form ADVobserved 5 days ago
Occurred
Feb 5, 2025
Advisor changed firm
Cesar Ramon Bernal left Alight Financial Advisors, Llc for Transamerica Retirement Advisors, Llc (registered 2025-03-06)
Form ADVobserved 5 days ago
Occurred
Dec 13, 2024
Advisor changed firm
Kyle Peter Grevengoed left Alight Financial Advisors, Llc for 320 Life Financial Planning (registered 2025-01-24)
Form ADVobserved 5 days ago
Occurred
Dec 11, 2024
Advisor changed firm
Michael John Ambrogio left Alight Financial Advisors, Llc for Edward Jones (registered 2025-01-03)
Form ADVobserved 5 days ago
Occurred
Dec 11, 2024
Advisor changed firm
Trevor Tyson Thomas left Alight Financial Advisors, Llc for Lpl Financial Llc (registered 2025-02-06)
Form ADVobserved 5 days ago
Occurred
Sep 9, 2024
Advisor changed firm
Bryce William Peacock left Alight Financial Advisors, Llc for Fisher Investments (registered 2024-10-17)
Form ADVobserved 5 days ago
Occurred
Feb 27, 2024
Advisor changed firm
Leyland Angus Lindie left Alight Financial Advisors, Llc for Foguth Wealth Management, Llc. (registered 2024-09-06)
Form ADVobserved 5 days ago
Occurred
Feb 7, 2024
Advisor changed firm
Lindie Rheeder left Alight Financial Advisors, Llc for Park Avenue Securities Llc (registered 2025-07-08)
Form ADVobserved 5 days ago
Occurred
Jan 3, 2024
Advisor changed firm
Abigail Wheeler left Alight Financial Advisors, Llc for Ally Invest Advisors (registered 2024-01-25)
Form ADVobserved 5 days ago
Occurred
Nov 9, 2023
Advisor changed firm
Jonathan Henry Smith left Alight Financial Advisors, Llc for Q3 Advisors, Llc (registered 2025-03-19)
Form ADVobserved 5 days ago
Occurred
Oct 5, 2023
Advisor changed firm
Joseph Martin Carey left Alight Financial Advisors, Llc for Dynamique Capital Advisors (registered 2024-12-11)
Form ADVobserved 5 days ago
Occurred
Aug 18, 2023
Advisor changed firm
Sean Nathaniel Lawrence left Alight Financial Advisors, Llc for Advice And Planning Services (registered 2023-09-27)
Form ADVobserved 5 days ago
Occurred
May 1, 2023
Advisor changed firm
Gregory Hodges left Alight Financial Advisors, Llc for Valic Financial Advisors, Inc. (registered 2023-04-18)
Form ADVobserved 5 days ago
Occurred
Apr 3, 2023
Advisor changed firm
Michael Hanania Benklifa left Alight Financial Advisors, Llc for Aliya Financial (registered 2026-06-30)
Form ADVobserved 5 days ago
Occurred
Feb 24, 2023
Team lift-out
2 advisors left Edelman Financial Engines (Pheonix, AZ) for Alight Financial Advisors, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jan 27, 2023
Advisor changed firm
Robert Michael Bruzik left Alight Financial Advisors, Llc for Wells Fargo Advisors (registered 2023-03-03)
Form ADVobserved 5 days ago
Occurred
Dec 2, 2022
Advisor changed firm
Joseph F Radack left Alight Financial Advisors, Llc for T. Rowe Price Advisory Services, Inc. (registered 2023-01-26)
Form ADVobserved 5 days ago
Occurred
Sep 30, 2022
Advisor changed firm
John Gillespie left Alight Financial Advisors, Llc for American Community Wealth Management, Llc (registered 2023-02-16)
Form ADVobserved 5 days ago
Occurred
Sep 14, 2022
Advisor changed firm
Carey A Droznek left Alight Financial Advisors, Llc for Valic Financial Advisors, Inc. (registered 2022-09-08)
Form ADVobserved 5 days ago
Occurred
Sep 9, 2022
Advisor changed firm
Anna Johnson left Alight Financial Advisors, Llc for Fidelity Personal And Workplace Advisors (registered 2022-10-13)
Form ADVobserved 5 days ago
Occurred
Aug 11, 2022
Advisor changed firm
Don G Banks left Alight Financial Advisors, Llc for Edelman Financial Engines (registered 2022-08-11)
Form ADVobserved 5 days ago
Occurred
Aug 8, 2022
Advisor changed firm
Susan Barsnica left Alight Financial Advisors, Llc for Fidelity Personal And Workplace Advisors (registered 2022-10-06)
Form ADVobserved 5 days ago
Occurred
May 16, 2022
Advisor changed firm
Ruth Ann Dimmett left Alight Financial Advisors, Llc for Advice And Planning Services (registered 2022-05-19)
Form ADVobserved 5 days ago
Occurred
Apr 19, 2022
Advisor changed firm
Iviana Hornedo left Alight Financial Advisors, Llc for Fidelity Personal And Workplace Advisors (registered 2023-04-10)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2022
Advisor changed firm
Christopher E. Pompey left Alight Financial Advisors, Llc for Fidelity Personal And Workplace Advisors (registered 2022-06-06)
Form ADVobserved 5 days ago
Occurred
Feb 25, 2022
Advisor changed firm
Brett Matthew Carow left Alight Financial Advisors, Llc for Fidelity Personal And Workplace Advisors (registered 2022-04-20)
Form ADVobserved 5 days ago
Occurred
Feb 23, 2022
Advisor changed firm
Brian Darrell Fylak left Alight Financial Advisors, Llc for Missionsquare Retirement (registered 2022-02-25)
Form ADVobserved 5 days ago
Occurred
Feb 4, 2022
Advisor changed firm
Joseph Michael Tieber left Alight Financial Advisors, Llc for E*Trade Capital Management, Llc (registered 2022-02-28)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2019
Control person left
Allen Paul Hagy (Manager, Treasurer, Vice President/Managing Member) no longer on Schedule A of Alight Financial Advisors, Llc (listed 2018-03-30, absent 2019-03-27)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2018
Regulatory AUM changed
Alight Financial Advisors, Llc reported RAUM $23.8B, up 44% from $16.5B (2017-08-10 to 2018-03-30)
Form ADVobserved 5 days ago
$7.3B

Show 2 bookkeeping events

First seen by DFX
Sep 17, 2026
date not stated
Bryan Eugene Donaugh no longer holds an investment adviser registration (last listed at Alight Financial Advisors, Llc on the 2026-09-16 feed)
Occurred
Mar 27, 2019
Alight Financial Advisors, Llc reported 40 state-registered advisory representatives, up from 5 (2018-03-30 to 2019-03-27)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ff14350-7eab-c23d-a59e-a625c609afcf
First observed: Dec 2, 2011
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALIGHT FINANCIAL ADVISORS, LLC

CRD 158744

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ff14350-7eab-c23d-a59e-a625c609afcf

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT MICHAEL NORRIS

n/a

CHARLOTTE, NC | Denver, NC

n/a

yes

JEREMY JASON FRITZ

n/a

Huntersville, NC | CHARLOTTE, NC

n/a

yes

PAUL JOSEPH FAULKNER

Chartered Financial Consultant

CHARLOTTE, NC

yes

ZACHARY DANIEL BALLARD

n/a

CHARLOTTE, NC | ORLANDO, FL

n/a

yes

AMANDA JOAN CHENG

n/a

CHARLOTTE, NC

n/a

JEFFREY JOEL BARLING

n/a

CHARLOTTE, NC | VACAVILLE, CA

yes

RONALD L PAULDING

n/a

Charlotte, NC | CHARLOTTE, NC

yes

KENJE MIRIAM MALLOT

n/a

LINCOLNSHIRE, IL | CHARLOTTE, NC

yes

TIMOTHY PATRICK BARRY

n/a

CINCINATTI, OH | CHARLOTTE, NC

yes

INGRID LEMA LETZIG

n/a

LINCOLNSHIRE, IL

n/a

robert michael vincic

n/a

Lincolnshire, IL | CHARLOTTE, NC

n/a

DEBORAH BOYD EBERHART-WILKINSON

n/a

CHARLOTTE, NC

yes

WINFIELD SCOTT EVENS

Chartered Financial Analyst

Lincolnshire, IL | CHARLOTTE, NC

KELLY ELIZABETH KUBERA

n/a

CHARLOTTE, NC | Venetia, PA

yes

JOSHUA A BAUDER

n/a

CHARLOTTE, NC | Douglassville, PA

Jason Micheal DeLong

n/a

Braselton, GA | CHARLOTTE, NC

n/a

yes

Alisha Waters

n/a

CHARLOTTE, NC

yes

FRANCIS JOHN BRADLEY SAMS

Certified Financial Planner

CHARLOTTE, NC | Sarasota, FL

n/a

yes

JASON MICHAEL ROBERTS

n/a

CHARLOTTE, NC | Beaver, PA

yes

JEREMY DAVID MCCORD

n/a

CHARLOTTE, NC | SACRAMENTO, CA

yes

STEPHEN JOHN GEREK

n/a

Ponte Vedra Beach, FL | CHARLOTTE, NC

yes

ALLISON CATHERINE HALL

Certified Financial Planner

Lincolnshire, IL | CHARLOTTE, NC

yes

AMGAD MAGDY YASSA

n/a

CHARLOTTE, NC | Colorado Springs, CO

yes

SALLY JO OSBORNE

n/a

CHARLOTTE, NC | Prospect Heights, IL

yes

Jarrod Steven Means

n/a

Waco, TX | CHARLOTTE, NC

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALIGHT SOLUTIONS, LLC

Owner

yes

05/2017

Mar 3, 2026

CHOTKOWSKI, MATTHEW, ADAM

CHIEF COMPLIANCE OFFICER

yes

02/2014

Mar 3, 2026

FRITZ, JEREMY, JASON

CHIEF EXECUTIVE OFFICER / MANAGING MEMBER

yes

09/2013

Mar 3, 2026

ALIGHT HOLDING COMPANY, LLC

SOLE MEMBER

yes

05/2017

Mar 31, 2022

Dec 17, 2024

ALIGHT, INC

Owner

yes

07/2021

Mar 31, 2022

Dec 17, 2024

TEMPO ACQUISITION, LLC

SOLE MEMBER

yes

05/2017

Mar 30, 2018

Dec 17, 2024

TEMPO INTERMEDIATE HOLDING COMPANY I, LLC

SOLE MEMBER

yes

05/2017

Mar 30, 2018

Dec 17, 2024

TEMPO INTERMEDIATE HOLDING COMPANY II, LLC

SOLE MEMBER

yes

05/2017

Mar 30, 2018

Dec 17, 2024

FOLEY TRASIMENE ACQUISITION CORP

Owner

07/2021

Mar 31, 2022

Dec 17, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALIGHT FINANCIAL SOLUTIONS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$35B

n/a

2024

Mar 31, 2025

$31B

n/a

2023

Mar 27, 2024

$32B

n/a

2022

Mar 30, 2023

$31B

n/a

2021

Mar 31, 2022

$32B

n/a

2020

Mar 31, 2021

$32B

n/a

2019

Mar 31, 2020

$29B

n/a

2018

Mar 27, 2019

$27B

n/a

2017

Mar 30, 2018

$24B

n/a

2016

Mar 31, 2017

$16B

n/a

2015

Mar 18, 2016

$12B

n/a

2014

Mar 23, 2015

$12B

n/a

2013

Mar 24, 2014

$7.0B

n/a

2012

Mar 15, 2013

$2.2B

n/a

2011

Feb 29, 2012

$768M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

6.2%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$35B

$31B

13.5%

$31B

4.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EDELMAN FINANCIAL ENGINES

Feb 24, 2023

Nov 27, 2023

PHEONIX, AZ

Team lift out

RIA to RIA

0.4%