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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HEADWATER INVESTMENT CONSULTING,INC.

CRD 133009

MCMINNVILLE, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:153f08fb-efe6-e80b-d52a-c6f73cfe027e

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2012 to Mar 18, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $543MItem 5.F on the latest filing (2026-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $524M
Private client RAUM: $493MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $109Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,544
Individual clients: 403
High net worth clients: 185
SEC number: 801-64965
CRD: 133009
Filings on the tape: 21
First filed: Mar 15, 2012
Latest filed: Mar 18, 2026
Organised: Corporation, OR

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS JAMES SHERWOOD	n/a	MCMINNVILLE, OR	14	15	1	no
KEVIN WILSON CHAMBERS	n/a	MCMINNVILLE, OR	12	12	n/a	no
Matthew Jacob Dressel	n/a	MCMINNVILLE, OR	4	15	n/a	no
Janet Miyoko Sasaki	n/a	MCMINNVILLE, OR	3	24	n/a	no
Jessica Lynn Couser	n/a	MCMINNVILLE, OR	1	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHAMBERS, KEVIN, WILSON	MANAGING PARTNER & PRESIDENT	C	yes	01/2018	Feb 1, 2018	May 7, 2024
CHAMBERS, SCOTT, WILSON	FOUNDING PARTNER	B	yes	07/2004	Mar 15, 2012	May 7, 2024
SHERWOOD, THOMAS, JAMES	MANAGING PARTNER & CHIEF COMPLIANCE OFFICER	C	yes	01/2018	Feb 1, 2018	May 7, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$543M	$524M	7	5	0	n/a	n/a
2024	Feb 3, 2025	$466M	$448M	5	5	0	n/a	n/a
2023	Jan 31, 2024	$397M	$378M	5	5	0	n/a	n/a
2022	Feb 23, 2023	$319M	$301M	6	5	0	n/a	n/a
2021	Mar 3, 2022	$353M	$331M	6	3	0	n/a	n/a
2020	Feb 17, 2021	$298M	$277M	6	3	0	n/a	n/a
2019	Jan 27, 2020	$255M	$236M	6	3	0	n/a	n/a
2018	Jan 29, 2019	$198M	$182M	5	3	0	n/a	n/a
2017	Feb 1, 2018	$207M	$189M	5	3	0	n/a	n/a
2016	Jan 26, 2017	$182M	$166M	5	3	n/a	n/a	n/a
2015	Jan 21, 2016	$167M	$152M	5	3	n/a	n/a	n/a
2014	Feb 26, 2015	$161M	$148M	5	3	n/a	n/a	n/a
2013	Feb 11, 2014	$140M	$125M	5	3	n/a	n/a	n/a
2012	Feb 15, 2013	$117M	$104M	5	2	n/a	n/a	n/a
2011	Mar 15, 2012	$93.1M	$85.3M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$543M	$466M	16.4%	$319M	19.3%	7	5	0	0

Relationships

Registered with (7)

← Jessica Lynn CouserAdvisorregistration: current employment
Mar 31, 2025 to presentfactForm ADV
← Janet Miyoko SasakiAdvisorregistration: current employment
Oct 7, 2022 to presentfactForm ADV
← Matthew Jacob DresselAdvisorregistration: current employment
Apr 21, 2022 to presentfactForm ADV
← KEVIN WILSON CHAMBERSAdvisorregistration: current employment
Feb 10, 2014 to presentfactForm ADV
← THOMAS JAMES SHERWOODAdvisorregistration: current employment
Jan 3, 2012 to presentfactForm ADV
← CATHERINE GRACE NAKAMURAAdvisorregistration: previous registration
Jul 9, 2013 to Oct 11, 2013factForm ADV
← BRIAN JOHN LAWRENCEAdvisorregistration: previous registration
Nov 5, 2004 to Jul 7, 2011factForm ADV

Controls (3)

← CHAMBERS, SCOTT, WILSONOwnerFOUNDING PARTNER, ownership code B, individual
Mar 15, 2012 to May 7, 2024factForm ADV
← SHERWOOD, THOMAS, JAMESOwnerMANAGING PARTNER & CHIEF COMPLIANCE OFFICER, ownership code C, individual
Feb 1, 2018 to May 7, 2024factForm ADV
← CHAMBERS, KEVIN, WILSONOwnerMANAGING PARTNER & PRESIDENT, ownership code C, individual
Feb 1, 2018 to May 7, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:153f08fb-efe6-e80b-d52a-c6f73cfe027e
First observed: Mar 15, 2012
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HEADWATER INVESTMENT CONSULTING,INC.

CRD 133009

MCMINNVILLE, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:153f08fb-efe6-e80b-d52a-c6f73cfe027e

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS JAMES SHERWOOD

n/a

MCMINNVILLE, OR

KEVIN WILSON CHAMBERS

n/a

MCMINNVILLE, OR

n/a

Matthew Jacob Dressel

n/a

MCMINNVILLE, OR

n/a

Janet Miyoko Sasaki

n/a

MCMINNVILLE, OR

n/a

Jessica Lynn Couser

n/a

MCMINNVILLE, OR

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHAMBERS, KEVIN, WILSON

MANAGING PARTNER & PRESIDENT

yes

01/2018

Feb 1, 2018

May 7, 2024

CHAMBERS, SCOTT, WILSON

FOUNDING PARTNER

yes

07/2004

Mar 15, 2012

May 7, 2024

SHERWOOD, THOMAS, JAMES

MANAGING PARTNER & CHIEF COMPLIANCE OFFICER

yes

01/2018

Feb 1, 2018

May 7, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$543M

$524M

n/a

2024

Feb 3, 2025

$466M

$448M

n/a

2023

Jan 31, 2024

$397M

$378M

n/a

2022

Feb 23, 2023

$319M

$301M

n/a

2021

Mar 3, 2022

$353M

$331M

n/a

2020

Feb 17, 2021

$298M

$277M

n/a

2019

Jan 27, 2020

$255M

$236M

n/a

2018

Jan 29, 2019

$198M

$182M

n/a

2017

Feb 1, 2018

$207M

$189M

n/a

2016

Jan 26, 2017

$182M

$166M

n/a

2015

Jan 21, 2016

$167M

$152M

n/a

2014

Feb 26, 2015

$161M

$148M

n/a

2013

Feb 11, 2014

$140M

$125M

n/a

2012

Feb 15, 2013

$117M

$104M

n/a

2011

Mar 15, 2012

$93.1M

$85.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$543M

$466M

16.4%

$319M

19.3%