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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

CATHERINE GRACE NAKAMURA

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

HONOLULU, HI

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Search this name across graphsid dfx:ria:44523913-e45b-5a8b-131d-34bf34ff39fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 9, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 9, 2013
First registration: Jul 9, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 6212402

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 3, 2017	n/a	yes	HONOLULU, HI	Current employment
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Jul 31, 2014	May 2, 2017	no	HONOLULU, HI\|HONOLULU, HI	Previous registration
WEALTHBRIDGE, INC.	n/a	Dec 23, 2013	Aug 1, 2014	no	HONOLULU, HI	Previous registration
HEADWATER INVESTMENT CONSULTING,INC.	Independent wealth	Jul 9, 2013	Oct 11, 2013	no	MCMINNVILLE, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	May 2, 2017	May 3, 2017	1	Bulk transfer	Other
WEALTHBRIDGE, INC.	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Aug 1, 2014	Jul 31, 2014	-1	Firm change	Other
HEADWATER INVESTMENT CONSULTING,INC.	WEALTHBRIDGE, INC.	Oct 11, 2013	Dec 23, 2013	73	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
May 3, 2017 to presentfactForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Jul 31, 2014 to May 2, 2017factForm ADV
→ WEALTHBRIDGE, INC.Registered adviserregistration: previous registration
Dec 23, 2013 to Aug 1, 2014factForm ADV
→ HEADWATER INVESTMENT CONSULTING,INC.Registered adviserregistration: previous registration
Jul 9, 2013 to Oct 11, 2013factForm ADV

Dated events

No dated event names this entity yet.