This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PRASAD WEALTH PARTNERS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2016earliest registration or exam on IAPD

Years in industry

9derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

Oct 3, 2017

First registration

Oct 4, 2017

Dual registered

no

Other names

Kathleen Maura Sammon|Maura Sammon|Maura Mueller|K. Maura Mueller|Kathleen Sammon|Kathleen Mueller|Kathleen Maura Mueller|Kathleen M Mueller

IAPD individual key

6711238

• Occurred

  Sep 30, 2024
  Advisor changed firm

  Kathleen Maura Mueller left Regal Investment Advisors Llc for Prasad Wealth Partners (registered 2024-09-06)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:154adc58-0d49-bf7e-1347-621610708dca

First observed

Oct 4, 2017

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.