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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PRASAD WEALTH PARTNERS

PRASAD WEALTH PARTNERS, LLC, CRD 332507

INDEPENDENCE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:27f7038a-bbdd-7c3d-ec12-51e1065d412e

Data as of Jul 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 5
On other graphs: 0
Observed: Jul 25, 2024 to Jul 7, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $572MItem 5.F on the latest filing (2026-07-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $572M
Private client RAUM: $569MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $52.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 5
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2,015
Individual clients: 597
High net worth clients: 127
Custody, client assets: $75.4M
SEC number: 801-130984
CRD: 332507
Filings on the tape: 15
First filed: Jul 25, 2024
Latest filed: Jul 7, 2026
Organised: Limited Liability Company, OH

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RANJAN JAGETIA	n/a	INDEPENDENCE, OH	2	38	4	yes
Brian Allen Kerber	n/a	INDEPENDENCE, OH	2	23	3	no
ROGER EDWARD GODIN	n/a	INDEPENDENCE, OH	2	12	4	yes
MATTHEW SCOTT SCHILLER	n/a	INDEPENDENCE, OH	2	14	4	no
ANTHONY GREY KULKA	n/a	INDEPENDENCE, OH	2	12	3	no
TIFFANY L BOVAL	n/a	INDEPENDENCE, OH	2	10	3	no
Lindsey R Orth	n/a	INDEPENDENCE, OH	2	14	1	yes
Kathleen Maura Mueller	n/a	INDEPENDENCE, OH	2	9	3	no
Michael Brian Doherty	Chartered Financial Analyst	INDEPENDENCE, OH	1	12	1	no
CAROLE LEAH ROMINGER	n/a	Durango, CO \| INDEPENDENCE, OH	1	29	4	no
CLINT CHRISTOPHER CLIFFORD	n/a	INDEPENDENCE, OH \| Timonium, MD	0	16	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Kerber, Brian, Allen	MANAGING DIRECTOR	D	yes	09/2024	Jul 25, 2024	Nov 20, 2024
KULKA, ANTHONY, GREY	CHIEF INVESTMENT OFFICER	Na	yes	09/2024	Jul 25, 2024	Nov 20, 2024
Orth, Lindsey, R	MANAGING DIRECTOR	D	yes	09/2024	Jul 25, 2024	Nov 20, 2024
HIGGINS, ROSEANN	CHIEF COMPLIANCE OFFICER	Na	no	07/2024	Jul 25, 2024	Nov 20, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
OAKWOOD VILLAGE	Oh	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 21, 2026	$572M	$572M	11	5	2	n/a	n/a
2024	Mar 28, 2025	$486M	$486M	10	5	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	9.1%	1	0	0	12	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$572M	$486M	17.7%	n/a	n/a	11	10	2	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
REGAL INVESTMENT ADVISORS LLC	6	Sep 30, 2024	Sep 6, 2024	KENTWOOD, MI	Team lift out	Ibd to new firm	5.6%
REGAL INVESTMENT ADVISORS LLC	2	Sep 30, 2024	Jul 2, 2025	INDEPENDENCE, OH	Team lift out	Ibd to new firm	1.9%

Relationships

Registered with (12)

← CLINT CHRISTOPHER CLIFFORDAdvisorregistration: current employment
Jul 7, 2026 to presentfactForm ADV
← CAROLE LEAH ROMINGERAdvisorregistration: current employment
Aug 27, 2025 to presentfactForm ADV
← Michael Brian DohertyAdvisorregistration: current employment
Jul 2, 2025 to presentfactForm ADV
← Lindsey R OrthAdvisorregistration: current employment
Sep 6, 2024 to presentfactForm ADV
← Kathleen Maura MuellerAdvisorregistration: current employment
Sep 6, 2024 to presentfactForm ADV
← RANJAN JAGETIAAdvisorregistration: current employment
Sep 5, 2024 to presentfactForm ADV
← Brian Allen KerberAdvisorregistration: current employment
Sep 5, 2024 to presentfactForm ADV
← ROGER EDWARD GODINAdvisorregistration: current employment
Sep 5, 2024 to presentfactForm ADV
← MATTHEW SCOTT SCHILLERAdvisorregistration: current employment
Sep 5, 2024 to presentfactForm ADV
← ANTHONY GREY KULKAAdvisorregistration: current employment
Sep 5, 2024 to presentfactForm ADV
← TIFFANY L BOVALAdvisorregistration: current employment
Sep 5, 2024 to presentfactForm ADV
← SCOTT MICHAEL LEPAAdvisorregistration: previous registration
Jun 20, 2025 to Sep 30, 2025factForm ADV

Moved with (1)

← REGAL INVESTMENT ADVISORS LLCRegistered adviser5 advisors, team lift out, same day
Sep 30, 2024 to Jul 2, 2025factForm ADV

Owns (1)

← HIGGINS, ROSEANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 25, 2024 to Nov 20, 2024factForm ADV

Controls (3)

← Kerber, Brian, AllenOwnerMANAGING DIRECTOR, ownership code D, individual
Jul 25, 2024 to Nov 20, 2024factForm ADV
← Orth, Lindsey, ROwnerMANAGING DIRECTOR, ownership code D, individual
Jul 25, 2024 to Nov 20, 2024factForm ADV
← KULKA, ANTHONY, GREYOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jul 25, 2024 to Nov 20, 2024factForm ADV

Dated events

Occurred
Sep 30, 2025
Advisor changed firm
Scott Michael Lepa left Prasad Wealth Partners for Lpl Enterprise, Llc (registered 2026-03-09)
Form ADVobserved 5 days ago
Occurred
Sep 30, 2024
Team lift-out
3 advisors left Regal Investment Advisors LLC (Independence, OH) for Prasad Wealth Partners on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Sep 30, 2024
Team lift-out
5 advisors left Regal Investment Advisors LLC (Kentwood, MI) for Prasad Wealth Partners on the same day
Form ADVobserved 4 days ago
5 advisors
Occurred
Sep 4, 2024
Control person left
Sean Kevin Woodard (Member And Manager) no longer on Schedule A of Prasad Wealth Partners (listed 2024-08-23, absent 2024-09-04)
Form ADVobserved 5 days ago
Occurred
Jul 25, 2024
First Form ADV filing
Prasad Wealth Partners filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27f7038a-bbdd-7c3d-ec12-51e1065d412e
First observed: Jul 25, 2024
Last observed: Jul 7, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRASAD WEALTH PARTNERS

PRASAD WEALTH PARTNERS, LLC, CRD 332507

INDEPENDENCE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:27f7038a-bbdd-7c3d-ec12-51e1065d412e

Data as of Jul 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RANJAN JAGETIA

n/a

INDEPENDENCE, OH

yes

Brian Allen Kerber

n/a

INDEPENDENCE, OH

ROGER EDWARD GODIN

n/a

INDEPENDENCE, OH

yes

MATTHEW SCOTT SCHILLER

n/a

INDEPENDENCE, OH

ANTHONY GREY KULKA

n/a

INDEPENDENCE, OH

TIFFANY L BOVAL

n/a

INDEPENDENCE, OH

Lindsey R Orth

n/a

INDEPENDENCE, OH

yes

Kathleen Maura Mueller

n/a

INDEPENDENCE, OH

Michael Brian Doherty

Chartered Financial Analyst

INDEPENDENCE, OH

CAROLE LEAH ROMINGER

n/a

Durango, CO | INDEPENDENCE, OH

CLINT CHRISTOPHER CLIFFORD

n/a

INDEPENDENCE, OH | Timonium, MD

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Kerber, Brian, Allen

MANAGING DIRECTOR

yes

09/2024

Jul 25, 2024

Nov 20, 2024

KULKA, ANTHONY, GREY

CHIEF INVESTMENT OFFICER

yes

09/2024

Jul 25, 2024

Nov 20, 2024

Orth, Lindsey, R

MANAGING DIRECTOR

yes

09/2024

Jul 25, 2024

Nov 20, 2024

HIGGINS, ROSEANN

CHIEF COMPLIANCE OFFICER

07/2024

Jul 25, 2024

Nov 20, 2024

City

State

Country

Employees

Also broker-dealer

OAKWOOD VILLAGE

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 21, 2026

$572M

n/a

2024

Mar 28, 2025

$486M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

9.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$572M

$486M

17.7%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

REGAL INVESTMENT ADVISORS LLC

Sep 30, 2024

Sep 6, 2024

KENTWOOD, MI

Team lift out

Ibd to new firm

5.6%

REGAL INVESTMENT ADVISORS LLC

Sep 30, 2024

Jul 2, 2025

INDEPENDENCE, OH

Team lift out

Ibd to new firm

1.9%