DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RETIREMENT CAPITAL STRATEGIES, INC.
SAN JOSE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RETIREMENT CAPITAL STRATEGIES, INC. | Independent wealth | Jan 6, 2026 | n/a | yes | SAN JOSE, CA | Current employment |
| RETIREMENT CAPITAL STRATEGIES, INC. | Independent wealth | Apr 19, 2006 | Oct 10, 2013 | no | SAN JOSE, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 31, 1997 | Oct 7, 2010 | no | SAN JOSE, CA|NAPA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | RETIREMENT CAPITAL STRATEGIES, INC. | Oct 7, 2010 | Apr 19, 2006 | -1,632 | Firm change after gap | Other |