This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$305MItem 5.F on the latest filing (2026-04-21); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$305M

Private client RAUM

$299MderivedItem 5.D individuals plus high net worth individuals

Private client share

98%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$153Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

627

Individual clients

197

High net worth clients

64

SEC number

801-70918

CRD

139009

Filings on the tape

32

First filed

Feb 24, 2012

Latest filed

Apr 21, 2026

Organised

Corporation, CA

• Occurred

  Jan 30, 2023
  Control person left

  Robert Michael Philipp (Secretary, Treasurer & Vice President) no longer on Schedule A of Retirement Capital Strategies, Inc. (listed 2022-12-06, absent 2023-01-30)

  Form ADVobserved 5 days ago
• Occurred

  Jan 8, 2021
  Control person joined

  Elizabeth Camilla Neri (Director) appeared on Schedule A of Retirement Capital Strategies, Inc.

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:de8cf5f6-aa7a-9df0-bd48-2766766d034d

First observed

Feb 24, 2012

Last observed

Apr 21, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.