DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G•••••••• W••••• M••••••••• L••
G••••••••, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••••••• W••••• M••••••••• L•• | Independent wealth | Oct 9, 2024 | n/a | yes | G••••••••, CT | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | May 5, 2022 | Oct 3, 2024 | no | Glastonbury, CT|Greenwich, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | G•••••••• W••••• M••••••••• L•• | Oct 3, 2024 | Oct 9, 2024 | 6 | Firm change | Ibd to RIA |
| U•• F•••••••• S••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jun 3, 2022 | May 5, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:142820:CT:2024-10-03 | Oct 3, 2024 | Oct 9, 2024 | G••••••••, CT | Firm change |
| 8174:149018:CT:2022-06-01 | Jun 3, 2022 | May 5, 2022 | G••••••••, CT | Firm change |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jul 23, 2010 | Jun 3, 2022 | no | G••••••••, CT | Previous registration |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Aug 16, 2010 | no | STAMFORD, CT | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Feb 21, 2003 | Jun 1, 2009 | no | STAMFORD, CT|STAMFORD, CT | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 1, 2000 | Feb 28, 2003 | no | STAMFORD, CT | Previous registration |
| -29 |
| Firm change |
| Wirehouse to ibd |
| M••••• S•••••• | U•• F•••••••• S••••••• I••• | Aug 16, 2010 | Jul 23, 2010 | -24 | Firm change | Wirehouse to wirehouse |
| C•••••••• G••••• M•••••• I••• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C•••••••• G••••• M•••••• I••• | Feb 28, 2003 | Feb 21, 2003 | -7 | Firm change | Other |