DFX Intelligence

F•••• G•••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

F•••• G•••• R•••••

Advisor at S••••

NEW YORK, NY | Garden City, ID

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Search this name across graphsid dfx:ria:154e60b1-86af-bcd1-849b-d9d419a8a81f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 17, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••	Independent wealth	Jul 13, 2023	n/a	yes	NEW YORK, NY\|Garden City, ID	Current employment
S••••••••• W••••• M••••••••• L••	Former SEC adviser	Jan 5, 2017	Jun 26, 2023	no	LAKE OSWEGO, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• W••••• M••••••••• L••	S••••	Jun 26, 2023	Jul 13, 2023	17	Firm change	RIA to RIA
R••••• F•••••••• P•••••••	S••••••••• W••••• M••••••••• L••	Jan 3, 2017	Jan 5, 2017

Relationships

Registered with (3)

→ S••••Registered adviserregistration: current employment
Jul 13, 2023 to presentfactForm ADV
→ S••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 5, 2017 to Jun 26, 2023factForm ADV
→ R••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Jan 2, 2008 to Jan 3, 2017factForm ADV

Dated events

Occurred
Jun 26, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:154e60b1-86af-bcd1-849b-d9d419a8a81f
First observed: Jan 2, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.