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Advisor at TRUEPOINT, INC.
Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUEPOINT, INC. | Independent wealth | Nov 17, 2016 | n/a | yes | Cincinnati, OH | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 9, 2007 | Oct 11, 2016 | no | CINCINNATI, OH|CINCINNATI, OH|WEEHAWKEN, NJ|CINCINNATI, OH | Previous registration |
| KEYBANC CAPITAL MARKETS INC. | n/a | Jul 30, 2004 | Feb 9, 2007 | no | CINCINNATI, OH|CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | TRUEPOINT, INC. | Oct 11, 2016 | Nov 17, 2016 | 37 | Firm change | Other |
| KEYBANC CAPITAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Feb 9, 2007 | Feb 9, 2007 | 0 | Bulk transfer | Other |