DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 105664
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MICHAEL JAY CHASNOFF | n/a | Cincinnati, OH | 19 | 40 | n/a | no |
| Courtney Marie Weber | Certified Financial Planner | Cincinnati, OH | 10 | 19 | n/a | no |
| ADAM S LIPTON | Certified Financial Planner | Cincinnati, OH | 10 | 15 | n/a | no |
| CHRISTOPHER MARTIN MEYER | Chartered Financial Analyst | Cincinnati, OH | 10 | 24 | 1 | no |
| WAYNE ARTHUR LIPPERT | Certified Financial Planner | Cincinnati, OH | 10 | 26 | n/a | no |
| RYAN JEFFREY KLEKAR | Certified Financial Planner | Cincinnati, OH | 10 | 26 | 2 | no |
| CHRISTINE LYNN CARLETON | Certified Financial Planner | Cincinnati, OH | 10 | 29 | 1 | no |
| SCOTT M BARBEE | Certified Financial Planner | Cincinnati, OH | 10 | 23 | 1 | no |
| HEATHER JANEL SPENCER | Certified Financial Planner | Cincinnati, OH | 10 | 21 | n/a | no |
| SCOTT MICHAEL KELLER | Chartered Financial Analyst | Cincinnati, OH | 9 | 19 | n/a | no |
| STEVEN THOMAS CONDON | Chartered Financial Analyst | Cincinnati, OH | 9 | 23 | n/a | no |
| DEANNA VERONICA SICKING | Certified Financial Planner | Cincinnati, OH | 9 | 22 | 2 | no |
| William Theodore Parchman | Chartered Financial Analyst | Cincinnati, OH | 9 | 15 | n/a | no |
| Alexandra Huffman Ollinger | Certified Financial Planner | Cincinnati, OH | 9 | 21 | n/a | no |
| Guy Matthew Clanton | Certified Financial Planner | Cincinnati, OH | 9 | 21 | n/a | no |
| LAUREN MICHALOS NIESTRADT | Certified Financial Planner|Chartered Financial Analyst | Cincinnati, OH | 8 | 10 | 1 | no |
| JOHN STEWART EVANS | Certified Financial Planner|Personal Financial Specialist | Cincinnati, OH | 5 | 27 | n/a | no |
| BENJAMYN JORDAN PATRICK | Certified Financial Planner | Cincinnati, OH | 5 | 11 | 1 | no |
| BLAKE MATTHEW PRICE | Certified Financial Planner | Cincinnati, OH | 5 | 13 | n/a | no |
| Nathan Reger Johnson | Certified Financial Planner | Cincinnati, OH | 5 | 12 | n/a | no |
| KATHRYN LEIGH BROWNSTEIN | Certified Financial Planner | Cincinnati, OH | 5 | 11 | 1 | no |
| KATELYN QUINN BOMBARDIERE | Certified Financial Planner | Cincinnati, OH | 5 | 17 | 1 | no |
| Michelle Claire Stevens | Certified Financial Planner | Cincinnati, OH | 5 | 12 | n/a | no |
| Conor Clement Feldmann | Chartered Financial Analyst | Columbus, OH | CINCINNATI, OH | 4 | 10 | n/a | no |
| Samuel Arthur Chasnoff | Certified Financial Planner | Cincinnati, OH | 4 | 16 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CONDON, STEVEN, THOMAS | CHIEF EXECUTIVE OFFICER & SHAREHOLDER | B | yes | 01/2007 | Aug 31, 2026 | Aug 31, 2026 |
| KELLER, SCOTT, MICHAEL | CHIEF INFORMATION OFFICER & SHAREHOLDER | A | yes | 01/2018 | Aug 31, 2026 | Aug 31, 2026 |
| CHASNOFF, MICHAEL, JAY | FOUNDER AND CHAIRMAN | B | no | 08/1990 | Aug 31, 2026 | Aug 31, 2026 |
| EVANS, JOHN, STEWART | Shareholder | A | no | 01/2007 | Aug 31, 2026 | Aug 31, 2026 |
| HADAWAY, JAMES, RUSSELL | CHIEF COMPLIANCE OFFICER | Na | no | 01/2019 | Aug 31, 2026 | Aug 31, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Cincinnati | Oh | United States | 3 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $6.4B | $6.3B | 103 | 37 | 3 | n/a | n/a |
| 2024 | Mar 31, 2025 | $5.4B | $5.3B | 95 | 37 | 4 | n/a | n/a |
| 2023 | Mar 27, 2024 | $4.9B | $4.9B | 93 | 36 | 3 | n/a | n/a |
| 2022 | Mar 16, 2023 | $4.2B | $4.2B | 81 | 34 | 2 | n/a | n/a |
| 2021 | Mar 25, 2022 | $4.6B | $4.6B | 75 | 30 | 2 | n/a | n/a |
| 2020 | Mar 30, 2021 | $3.9B | $3.9B | 68 | 27 | 1 | n/a | n/a |
| 2019 | Mar 30, 2020 | $3.4B | $3.4B | 64 | 26 | 1 | n/a | n/a |
| 2018 | Mar 5, 2019 | $2.7B | $2.7B | 63 | 25 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $2.8B | $2.8B | 56 | 23 | 1 | n/a | n/a |
| 2016 | Mar 29, 2017 | $2.4B | $2.4B | 52 | 6 | n/a | n/a | n/a |
| 2015 | Apr 29, 2016 | $2.0B | $2.0B | 45 | 22 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $1.9B | $1.8B | 36 | 21 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $1.6B | $1.6B | 31 | 19 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $1.3B | $1.3B | 27 | 16 | n/a | n/a | n/a |
| 2011 | Apr 2, 2012 | $1.0B | $983M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 2.5% | 0 | 0 | 0 | 7 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $6.4B | $5.4B | 18.6% | $4.2B | 14.9% | 103 | 95 | 3 | 4 |