DFX Intelligence

A•••••••• W••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

A•••••••• W••••• P•••••••• L••

CRD 299544

PARSIPPANY, NJ

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Data as of Jun 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Nov 16, 2018 to Jun 2, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $505M••• Locked
Discretionary RAUM: $421M
Private client RAUM: $486Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $126Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G••• C••••••••• R•••	Certified Financial Planner\|Chartered Financial Analyst	PARSIPPANY, NJ	7	21	4	no
S•••••• D••• E•••••••	Certified Financial Planner	PARSIPPANY, NJ	7	18

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•••••••• S••••••• D•••	MANAGING MEMBER, MANAGING PARTNER	C	yes	12/2018	Dec 17, 2018	Aug 9, 2024
F••••• E•••• A••••••	MANAGING MEMBER, MANAGING PARTNER	C	yes	12/2018	Dec 21, 2018	Aug 9, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$505M	$402M	25.6%	$263M	24.3%	3	3	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•••• C••••••••• G••••	2	Jan 11, 2019	Feb 8, 2019	PARSIPPANY, NJ	Team lift out	RIA to new firm	50.0%

Relationships

Registered with (4)

← J••• C••••••••• M•••••••Advisorregistration: current employment
Apr 27, 2026 to presentfactForm ADV
← E••• A•••••• F••••Advisorregistration: current employment
Mar 13, 2019 to presentfactForm ADV
← G••• C••••••••• R•••Advisorregistration: current employment
Feb 8, 2019 to presentfactForm ADV
← S•••••• D••• E•••••••

Dated events

Order

Occurred
3 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$103M
Occurred
16 Nov 2018
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 16, 2018
Last observed: Jun 2, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.