DFX Intelligence

G••• C••••••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst21 years in industry

G••• C••••••••• R•••

Advisor at A•••••••• W••••• P•••••••• L••

PARSIPPANY, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 10, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• W••••• P•••••••• L••	Independent wealth	Feb 8, 2019	n/a	yes	PARSIPPANY, NJ	Current employment
M•••• C••••••••• G••••	Former SEC adviser	Oct 15, 2012	Jan 11, 2019	no	PARSIPPANY, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• C••••••••• G••••	A•••••••• W••••• P•••••••• L••	Jan 11, 2019	Feb 8, 2019	28	Firm change	RIA to new firm
B••• O• A•••••• I••••••••• S•••••••• I•••	M•••• C••••••••• G••••	Mar 24, 2009	Oct 15, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
108755:299544:NJ:2019-01-11	Jan 11, 2019	Feb 8, 2019	PARSIPPANY, NJ	Firm change

Relationships

Registered with (5)

→ A•••••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Feb 8, 2019 to presentfactForm ADV
→ M•••• C••••••••• G••••Registered adviserregistration: previous registration
Oct 15, 2012 to Jan 11, 2019factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 30, 2006 to Mar 24, 2009factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 4, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.