DFX Intelligence

B•••••• P••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

B•••••• P••• S•••••••

Advisor at C•••••• S••••• • C••• I•••

Phoenix, AZ | San Diego, CA

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Search this name across graphsid dfx:ria:156cec5f-1cb0-96b0-88ef-24748d26b5a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 26, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Aug 14, 2023	n/a	yes	San Diego, CA\|Phoenix, AZ	Current employment
T• A••••••••• I••••••••• M••••••••• L••	Former SEC adviser	Apr 11, 2023	Sep 7, 2023	no	San Diego, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I••••••••• M••••••••• L••	C•••••• S••••• • C••• I•••	Sep 7, 2023	Aug 14, 2023	-24	Bulk transfer	RIA to ibd
P•••••• I••••• A••••••• I••	T• A••••••••• I••••••••• M••••••••• L••	Sep 4, 2013	Apr 11, 2023

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Aug 14, 2023 to presentfactForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 11, 2023 to Sep 7, 2023factForm ADV
→ P•••••• I••••• A••••••• I••Registered adviserregistration: previous registration
Mar 29, 2010 to Sep 4, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:156cec5f-1cb0-96b0-88ef-24748d26b5a2
First observed: Mar 29, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.