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P•••••• I••••• A••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

P•••••• I••••• A••••••• I••

CRD 104719

EL SEGUNDO, CA

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Search this name across graphsid dfx:ria:cc54b9b8-26a3-9344-0e18-169816af13c8

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 8
On other graphs: 0
Observed: Mar 9, 2012 to Jun 25, 2026
42 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.15 fund_share=0.34 institutional_share=0.2 related_bd=true related_bank=false bd_reps=1.0
Regulatory AUM: $2.2BItem 5.F on the latest filing (2026-06-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $343MderivedItem 5.D individuals plus high net worth individuals
Private client share: 15%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• W•••• R•••••••	Chartered Financial Analyst	EL SEGUNDO, CA \| CHAPEL HILL, NC	18	25	n/a	no
T•••••• B•••••• T••••••••	n/a	Boulder, CO \| EL SEGUNDO, CA	18

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••••• M••••••• A•••• C•••••••••	Other Private Fund	$9.1B	May 16, 2012	1	May 15, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• H••••••• U••	Chairman	Na	yes	10/1987	Mar 9, 2012	Oct 7, 2024
B•••••• H••••••• U••	Trustee	E	yes	06/1995	Mar 9, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••••• C••••••• I•••	n/a	Independent wealth	$142M	N	yes	n/a
A•••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$2.1B	6.7%	$1.8B	7.1%	14	14	4	5

Relationships

Affiliated with (2)

→ S••••••••• C••••••• I•••Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← S••••••••• C••••••• I•••Registered adviserother investment adviser, common control
factForm ADV

Registered with (9)

← J••••• L•••• M••••••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← A•••••••• A•••••• T•••••

Dated events

Occurred
Oct 7, 2024
Control person joined
Bradley Timothy Tarpening (Dmanaging Director/Portfolio Strategist) appeared on Schedule A of P•••••• I••••• A••••••• I••
Form ADVobserved 7 days ago
Occurred
Oct 7, 2024
Control person joined
F Daniel Meyer (Managing Director/Senior Portfolio Manager) appeared on Schedule A of P•••••• I••••• A••••••• I••
Form ADVobserved 7 days ago
Occurred
May 18, 2023
Control person joined
Emery Joseph Mcadams (Director) appeared on Schedule A of P•••••• I••••• A••••••• I••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc54b9b8-26a3-9344-0e18-169816af13c8
First observed: Mar 9, 2012
Last observed: Jun 25, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 26, 2026	$2.2B	$2.2B	14	10	5	n/a	n/a
2024	Mar 27, 2025	$2.1B	$2.1B	14	10	5	n/a	n/a
2023	Mar 26, 2024	$2.0B	$2.0B	14	10	5	n/a	n/a
2022	Mar 29, 2023	$1.8B	$1.8B	14	10	4	n/a	n/a
2021	Mar 31, 2022	$2.2B	$2.2B	16	11	4	n/a	n/a
2020	Mar 30, 2021	$4.8B	$4.8B	27	21	1	n/a	n/a
2019	Mar 26, 2020	$7.1B	$7.1B	27	20	0	n/a	n/a
2018	Mar 29, 2019	$7.1B	$7.1B	30	21	0	n/a	n/a
2017	Mar 29, 2018	$8.1B	$8.1B	24	17	0	n/a	n/a
2016	Mar 29, 2017	$8.9B	$8.8B	29	15	n/a	n/a	n/a
2015	Mar 28, 2016	$10B	$10B	33	17	n/a	n/a	n/a
2014	Mar 27, 2015	$10B	$10B	35	16	n/a	n/a	n/a
2013	Mar 13, 2014	$12B	$12B	40	16	n/a	n/a	n/a
2012	Mar 15, 2013	$13B	$13B	40	18	n/a	n/a	n/a
2011	Mar 9, 2012	$3.9B	$3.9B	n/a	n/a	n/a	n/a	n/a