DFX Intelligence

J••••••• G•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

J••••••• G•••• L•••••

Advisor at C••••••••• F•••••••• N••••••

••• Locked

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Search this name across graphsid dfx:ria:157001e8-7ce1-c134-2a48-1184024b9172

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 5, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Jan 27, 2023	n/a	yes	Beachwood, OH\|Warren, OH\|Youngstown, OH	Current employment
W• W••••• A•••••••• L••	State registered	Mar 18, 2014	Jan 30, 2023	no	AKRON, OH\|Warren, OH\|Beachwood, OH

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
W• W••••• A•••••••• L••	C••••••••• F•••••••• N••••••	Jan 30, 2023	Jan 27, 2023	-3	Firm change	Other
V•••••• A•••••••• I•••	W• W••••• A•••••••• L••	Jan 27, 2023	Mar 18, 2014

Team moves

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Team	Left	Joined	From	Kind
129549:8032:OH:2023-01-30	Jan 30, 2023	Jan 27, 2023	BEACHWOOD, OH	Firm change
108050:129549:OH:2023-01-27	Jan 27, 2023	Mar 18, 2014	WARREN, OH	Firm change after gap

Relationships

Registered with (3)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Jan 27, 2023 to presentfactForm ADV
→ W• W••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 18, 2014 to Jan 30, 2023factForm ADV
→ V•••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 5, 2014 to Jan 27, 2023factForm ADV

Dated events

Occurred
Jan 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:157001e8-7ce1-c134-2a48-1184024b9172
First observed: Feb 5, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.