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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

ROBERT JOHN MURPHY

Advisor at OPPENHEIMER & CO. INC.

WASHINGTON, DC

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Search this name across graphsid dfx:ria:157abdce-6632-19de-58f1-23955b63405f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 31, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OPPENHEIMER & CO. INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 2, 1984
First registration: Aug 31, 1994
Dual registered: yes, broker-dealer
Other names: ROBERT MURPHY
IAPD individual key: 1226620

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Aug 1, 2022	n/a	yes	WASHINGTON, DC\|WASHINGTON, DC	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Sep 24, 2014	Jul 20, 2022	no	WASHINGTON, DC	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 3, 2014	no	Washington, DC	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 24, 2008	Jun 1, 2009	no	WASHINGTON, DC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 31, 1994	Apr 28, 2008	no	WASHINGTON, DC\|WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	OPPENHEIMER & CO. INC.	Jul 20, 2022	Aug 1, 2022	12	Firm change	Ibd to ibd
MORGAN STANLEY	RBC CAPITAL MARKETS, LLC	Oct 3, 2014	Sep 24, 2014	-9	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Apr 28, 2008	Apr 24, 2008	-4	Firm change	Other

Relationships

Registered with (5)

→ OPPENHEIMER & CO. INC.Registered adviserregistration: current employment
Aug 1, 2022 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Sep 24, 2014 to Jul 20, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 3, 2014factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 24, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 31, 1994 to Apr 28, 2008factForm ADV

Dated events

Occurred
Jul 20, 2022
Advisor changed firm
Robert John Murphy left Rbc Capital Markets, Llc for Oppenheimer & Co. Inc. (registered 2022-08-01)
Form ADVobserved 6 days ago