DFX Intelligence

O•• Q•••• C•••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

O•• Q•••• C•••••• I•••

CRD 315926

T••••••, ONTARIO

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Search this name across graphsid dfx:ria:157f3e19-090c-b52f-fddf-a628c56c6fe0

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 8
On other graphs: 1
Observed: Apr 15, 2022 to Jun 25, 2026
17 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

O•• Q•••• C•••••• I••• reported RAUM $15.9B, up 61% from $9.9B (2025-11-20 to 2026-06-25)

Dated 2026-06-25 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

Advisor Recruiting IntelligenceJun 25, 2026 · seen 7 days ago

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

O•• Q•••• C•••••• I•••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $16B••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I••••• T•••••• R•••• L••••••	Private Equity Fund	$8.3B	Dec 18, 2024	10	Jun 17, 2024	reported	n/a
P•• I•••••••• L•	Private Equity Fund	$371M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
1••••••• C••••• I••	Shareholder	D	yes	03/2021	Apr 15, 2022	Dec 18, 2024
1••••••• C••••• I••	Shareholder	D	yes	11/2023	Dec 11, 2023	Dec 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•• C••••• P•••••• P••• I••••••••• B••••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Jun 17, 2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$16B	$8.0B	99.2%	n/a	n/a	11	5	0	0

Relationships

Advises (4)

→ P•••••• I•••••••• L•Private fundPrivate Equity Fund, IA
Jun 17, 2024 to presentfactForm ADV
→ Q••••• I•••••••• L•Private fundPrivate Equity Fund, IA
Jun 17, 2024 to presentfactForm ADV
→ P•• I•••••••• L•Private fundPrivate Equity Fund, IA
Jun 17, 2024 to presentfactForm ADV
→ I••••• T•••••• R•••• L••••••Private fund

Dated events

Occurred
Jun 25, 2026
Regulatory AUM changed
O•• Q•••• C•••••• I••• reported RAUM $15.9B, up 61% from $9.9B (2025-11-20 to 2026-06-25)
Form ADVobserved 7 days ago
$6.0B
Occurred
Jun 28, 2024
Control person joined
E••••• R••• B•••• (Director) appeared on Schedule A of O•• Q•••• C•••••• I•••
Form ADVobserved 7 days ago
Occurred
Jun 17, 2024
Control person left
Norman Neil Beaumont (Director) no longer on Schedule A of O•• Q•••• C•••••• I••• (listed 2024-01-30, absent 2024-06-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:157f3e19-090c-b52f-fddf-a628c56c6fe0
First observed: Apr 15, 2022
Last observed: Jun 25, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.