DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•• Q•••• C•••••• I•••
Latest filing Jun 25, 2026
First filing on the tape Apr 15, 2022 · 17 filings
SEC status approved since May 16, 2022
RAUM
$16B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$16B as of Jun 25, 2026
Jun 15, 2023$8.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 25, 2026
Jun 15, 20230 then
Employees (5.A)11 as of Jun 25, 2026
Jun 15, 20235 then
Private funds5 as of Jun 25, 2026
Jun 17, 20244 then
RAUM +99% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$16B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 2 clientsreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••• T•••••• R•••• L•••••• | Private Equity Fund | $8.3B | 10 | Jun 17, 2024 |
| P•• I•••••••• L• | Private Equity Fund | $371M | 3 | Jun 17, 2024 |
| P•••••• I•••••••• L• | Private Equity Fund | $139M | 5 | Jun 17, 2024 |
| Q••••• I•••••••• L• | Private Equity Fund | $92.6M | 3 | Jun 17, 2024 |
Owners and control persons
Schedule A and B, latest filing
- A••••• B•••••• J••• · Directorcontrolsince 03/2021 · owns less than 5%
- A••••• A•••••• K•••••• · Directorcontrolsince 09/2023 · owns less than 5%
- B••••• R•••• E••••• · Directorcontrolsince 06/2024 · owns less than 5%
- B••••••••• M•••• N•• · Chief Compliance Officer/Chief Financial Officercontrolsince 03/2021 · owns less than 5%
- H•••••• P•••••• S•••• · Directorcontrolsince 03/2021 · owns less than 5%
- S•••••• M••••••• S•••••• · Directorcontrolsince 09/2023 · owns less than 5%
- Z••••• S•••• N•• · Chief Executive Officercontrolsince 02/2022 · owns less than 5%
- D••••••• S••••••• J••• · Shareholdercontrolsince 03/2021 · owns 75% or more of 1••••••• C••••• I••
- H•••• R••••••• G• · Shareholdercontrolsince 07/2024 · owns 75% or more of 1••••••• C••••• I••
Entity owners
- 1••••••• C••••• I•• · Shareholderdirect · owns 50% to 75%
- C•••• S•••••• C••••• I•• · Shareholderdirect · owns 10% to 25%
- O•• T•••••••• I•• · Trusteedirect · owns less than 5%
- 1••••••• C••••• I•• · Shareholderindirect · owns 50% to 75% of O•• T•••••••• I••
- 1••••••• C••••• I•• · Shareholderindirect · owns 75% or more of 1••••••• C••••• I••
- C••••• P•••••• P••• I••••••••• B•••• · Shareholderindirect · owns 75% or more of C•••• S•••••• C••••• I••
- O•• T•••• · Trust And Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- T•• C••••• P•••••• P••• I••••••••• B••••y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jun 25, 2026discretionary share of RAUM of 0% against a peer median of 100% (684 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $5B to $20B (684) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 16 to 5Nov 20, 2025 to Jun 25, 2026
- Pension plan clients · 3.0 to unsetNov 20, 2025 to Jun 25, 2026
- Pooled vehicle clients · 4 to 5Nov 20, 2025 to Jun 25, 2026
- Employees · 10 to 11Nov 20, 2025 to Jun 25, 2026
- Private funds · 4 to 5Nov 20, 2025 to Jun 25, 2026
- Non-discretionary RAUM · $9.9B to $16BNov 20, 2025 to Jun 25, 2026
- Pension RAUM · 267191686.0 to unsetNov 20, 2025 to Jun 25, 2026
- Pooled vehicle RAUM · $8.8B to $16BNov 20, 2025 to Jun 25, 2026
- RAUM · $9.9B to $16BNov 20, 2025 to Jun 25, 2026
- Accounts · 15 to 16Jun 23, 2025 to Nov 20, 2025
- Non-discretionary RAUM · $9.1B to $9.9BJun 23, 2025 to Nov 20, 2025
- Pension RAUM · $180M to $267MJun 23, 2025 to Nov 20, 2025
- Pooled vehicle RAUM · $8.4B to $8.8BJun 23, 2025 to Nov 20, 2025
- RAUM · $9.1B to $9.9BJun 23, 2025 to Nov 20, 2025
- Accounts · 12 to 15Dec 18, 2024 to Jun 23, 2025
- Financial planning clients · unset to Dec 18, 2024 to Jun 23, 2025
- HQ state · unset to Dec 18, 2024 to Jun 23, 2025
- Non-discretionary RAUM · $8.9B to $9.1BDec 18, 2024 to Jun 23, 2025
- Pension RAUM · $150M to $180MDec 18, 2024 to Jun 23, 2025
- Pooled vehicle RAUM · $8.4B to $8.4BDec 18, 2024 to Jun 23, 2025
- RAUM · $8.9B to $9.1BDec 18, 2024 to Jun 23, 2025
- Advisory employees · 5 to 6Jan 30, 2024 to Jun 17, 2024
- Private funds · unset to 4Jan 30, 2024 to Jun 17, 2024
- Non-discretionary RAUM · $8.5B to $8.9BJan 30, 2024 to Jun 17, 2024
- Pension RAUM · $146M to $150MJan 30, 2024 to Jun 17, 2024
- Pooled vehicle RAUM · $8.1B to $8.4BJan 30, 2024 to Jun 17, 2024
- RAUM · $8.5B to $8.9BJan 30, 2024 to Jun 17, 2024
- Custody of client assets · false to trueDec 11, 2023 to Jan 30, 2024
- Accounts · 9 to 12Jun 15, 2023 to Dec 11, 2023
- Advisory employees · 2 to 5Jun 15, 2023 to Dec 11, 2023
- Pension plan clients · 2 to 3Jun 15, 2023 to Dec 11, 2023
- Pooled vehicle clients · 3 to 4Jun 15, 2023 to Dec 11, 2023
- Assets in custody · unset to 0.0Jun 15, 2023 to Dec 11, 2023
- Employees · 5 to 10Jun 15, 2023 to Dec 11, 2023
- Non-discretionary RAUM · $8.0B to $8.5BJun 15, 2023 to Dec 11, 2023
- Pension RAUM · $96.2M to $146MJun 15, 2023 to Dec 11, 2023
- Pooled vehicle RAUM · $7.7B to $8.1BJun 15, 2023 to Dec 11, 2023
- RAUM · $8.0B to $8.5BJun 15, 2023 to Dec 11, 2023
- Accounts · 22 to 9Feb 16, 2023 to Jun 15, 2023
- Advisory employees · 4 to 2Feb 16, 2023 to Jun 15, 2023
Signals
8 dated events
- O•• Q•••• C•••••• I••• reported RAUM $15.9B, up 61% from $9.9B (2025-11-20 to 2026-06-25)Jun 25, 2026 · RAUM change · derived
- E••••• R••• B•••• (Director) appeared on Schedule A of O•• Q•••• C•••••• I•••Jun 28, 2024 · Control person joined · fact
- N••••• N••• B••••••• (Director) no longer on Schedule A of O•• Q•••• C•••••• I••• (listed 2024-01-30, absent 2024-06-17)Jun 17, 2024 · Control person left · inference
- Charles Peter A•••• (Director) no longer on Schedule A of O•• Q•••• C•••••• I••• (listed 2023-06-15, absent 2023-12-11)Dec 11, 2023 · Control person left · inference
- Kenneth Andrew Alley (Director) appeared on Schedule A of O•• Q•••• C•••••• I•••Dec 11, 2023 · Control person joined · fact
- S•••••• Matthew Slahta (Director) appeared on Schedule A of O•• Q•••• C•••••• I•••Dec 11, 2023 · Control person joined · fact
- O•• Q•••• C•••••• I••• reported RAUM $7.8B, down 28% from $10.8B (2022-10-26 to 2023-02-16)Feb 16, 2023 · RAUM change · derived
- O•• Q•••• C•••••• I••• filed its initial SEC registration (Form ADV)Apr 15, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- O•• Q•••• C•••••• I••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- onequeencapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 416-603-2116reportedpublic record, Form ADV, Jun 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026