DFX Intelligence

K••••••• I••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

K••••••• I••• A•••••••

Advisor at B••••• P••••• A•••••••• L••

Columbia, MD | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:1583f711-3a6b-7462-970e-a91f3a8c5070

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 24, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 22, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Mar 6, 2024	n/a	yes	NEWPORT BEACH, CA\|Columbia, MD	Current employment
K••••• F•••••••• G•••• I•••	Former SEC adviser	Nov 21, 2015	Mar 8, 2024	no	COLUMBIA, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• F•••••••• G•••• I•••	B••••• P••••• A•••••••• L••	Mar 8, 2024	Mar 6, 2024	-2	Firm change	RIA to RIA
L•• F•••••••• L••	K••••• F•••••••• G•••• I•••	Nov 19, 2015	Nov 21, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
281333:119290:MD:2024-03-08	Mar 8, 2024	Mar 6, 2024	COLUMBIA, MD	Firm change
6413:281333:MD:2015-11-19	Nov 19, 2015	Nov 21, 2015	COLUMBIA, MD	Firm change

Relationships

Registered with (3)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Mar 6, 2024 to presentfactForm ADV
→ K••••• F•••••••• G•••• I•••Registered adviserregistration: previous registration
Nov 21, 2015 to Mar 8, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 24, 2014 to Nov 19, 2015factForm ADV

Dated events

Occurred
Mar 8, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1583f711-3a6b-7462-970e-a91f3a8c5070
First observed: Dec 24, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.