DFX Intelligence

K••••• F•••••••• G•••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

K••••• F•••••••• G•••• I•••

CRD 281333

COLUMBIA, MD

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Search this name across graphsid dfx:ria:88159b7f-d1ec-c3f8-14fd-7e22d9c4ca12

Data as of Jan 30, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 8
On other graphs: 0
Observed: Oct 1, 2015 to Jan 30, 2024
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $386M••• Locked
Discretionary RAUM: $386M
Private client RAUM: $380Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••••• J•••• P••••••	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	11/2015	Nov 10, 2015	Jan 30, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$386M	$417M	-7.5%	$285M	10.6%	10	10	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B••••• P••••• A•••••••• L••	5	Mar 8, 2024	Mar 6, 2024	COLUMBIA, MD	Firm absorbed	RIA to RIA	100.0%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
L•• F•••••••• L••	5	Nov 19, 2015	Nov 21, 2015	COLUMBIA, MD	Team lift out	Other	0.1%

Relationships

Controls (1)

← K•••••• J•••• P••••••OwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 10, 2015 to presentfactForm ADV

Registered with (9)

← J••• P•••••• K•••••Advisorregistration: previous registration
Nov 13, 2015 to Mar 12, 2024factForm ADV
← DONALD WAYNE FERGUSONAdvisorregistration: previous registration
Nov 21, 2015 to Mar 8, 2024factForm ADV
← CHRISTINA LYNN WHITE

Dated events

Occurred
Mar 12, 2024
Advisor changed firm
John Patrick Keeney left K••••• F•••••••• G•••• I••• for B••••• P••••• A•••••••• L•• (registered 2024-02-20)
Form ADVobserved 7 days ago
Occurred
Mar 8, 2024
Firm absorbed
K••••• F•••••••• G•••• I•••'s advisors moved to B••••• P••••• A•••••••• L•• (Columbia, MD): 5 of 5 registered, within 4 days
Form ADVobserved 7 days ago
5 advisors
Occurred
Mar 8, 2024
Advisor changed firm
Christina Lynn White left K••••• F•••••••• G•••• I••• for B••••• P••••• A•••••••• L•• (registered 2024-03-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88159b7f-d1ec-c3f8-14fd-7e22d9c4ca12
First observed: Oct 1, 2015
Last observed: Jan 30, 2024 32 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.