DFX Intelligence

M•••••• A•••• N•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

M•••••• A•••• N•••••••••

Advisor at O•••••• W••••• A•••••••• L••

THE WOODLANDS, TX

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Search this name across graphsid dfx:ria:1597401a-8351-0495-9172-abb569303f1c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 20, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• W••••• A•••••••• L••	Independent wealth	Jun 28, 2018	n/a	yes	THE WOODLANDS, TX	Current employment
G••••• F•••••••• P•••••• C••••••• I•••	Former SEC adviser	Sep 30, 2011	Jan 10, 2019	no	THE WOODLANDS, TX\|SARASOTA, FL\|SHENANDOAH, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• P•••••• C••••••• I•••	O•••••• W••••• A•••••••• L••	Jan 10, 2019	Jun 28, 2018	-196	Firm change after gap	Ibd to new firm
S•••••• M••••• L••	G••••• F•••••••• P•••••• C••••••• I•••	Sep 30, 2011	Sep 30, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
132070:291465:TX:2019-01-10	Jan 10, 2019	Jun 28, 2018	SHENANDOAH, TX	Firm change after gap

Relationships

Registered with (3)

→ O•••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jun 28, 2018 to presentfactForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Sep 30, 2011 to Jan 10, 2019factForm ADV
→ S•••••• M••••• L••Registered adviserregistration: previous registration
Jun 14, 2006 to Sep 30, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1597401a-8351-0495-9172-abb569303f1c
First observed: Jun 14, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.