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Advisor at PREMIER PROSPERITY ADVISORS LLC
NEWTOWN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PREMIER PROSPERITY ADVISORS LLC | State registered | Jan 17, 2018 | n/a | yes | NEWTOWN, PA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 25, 2012 | Oct 19, 2017 | no | CLEVELAND, OH | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Oct 17, 2011 | Dec 14, 2011 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PREMIER PROSPERITY ADVISORS LLC | Oct 19, 2017 | Jan 17, 2018 | 90 | Firm change | Wirehouse to state RIA |
| HORNOR, TOWNSEND & KENT, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 14, 2011 | Jan 25, 2012 | 42 | Firm change | Other |