DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
HALES CORNERS, WI | BROOKFIELD, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 24, 2021 | n/a | yes | BROOKFIELD, WI|HALES CORNERS, WI | Current employment |
| B•• H••••• F•••••••• A•••••••• I•• | Former SEC adviser | Dec 9, 2013 | Mar 24, 2021 | no | BROOKFIELD, WI|CHICAGO, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•• H••••• F•••••••• A•••••••• I•• | L•• F•••••••• L•• | Mar 24, 2021 | Mar 24, 2021 | 0 | Bulk transfer | Ibd to ibd |
| A••••••••• F•••••••• S•••••••• L•• | B•• H••••• F•••••••• A•••••••• I•• | Apr 5, 2013 | Dec 9, 2013 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Aug 11, 2010 | Apr 5, 2013 | no | MINNEAPOLIS, MN|MINNEAPOLIS, MN | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Aug 27, 2004 | Jul 28, 2008 | no | COTTAGE GROVE, MN|COTTAGE GROVE, MN | Previous registration |
| 248 |
| Firm change |
| Other |
| W•••• F•••• I••••••••• L•• | A••••••••• F•••••••• S•••••••• L•• | Jul 28, 2008 | Aug 11, 2010 | 744 | Firm change after gap | Other |