DFX Intelligence

C•••• T••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor25 years in industry

C•••• T••••••• B•••••

Advisor at O•••• P••• A•••• M••••••••• L••

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:15b3ade3-82e5-f0ee-355b-af7d04228894

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 3, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• P••• A•••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 2, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• P••• A•••• M••••••••• L••	Asset manager	Oct 30, 2024	n/a	yes	SANTA MONICA, CA	Current employment
S••••• I••••••••• M••••••••• L••	Independent wealth	Nov 18, 2015	Dec 23, 2024	no	SANTA MONICA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• I••••••••• M••••••••• L••	O•••• P••• A•••• M••••••••• L••	Dec 23, 2024	Oct 30, 2024	-54	Channel change	Other
A•• I••••••••• S•••••••• I•••	S••••• I••••••••• M••••••••• L••	Sep 9, 2015	Nov 18, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
106615:145634:CA:2024-12-23	Dec 23, 2024	Oct 30, 2024	SANTA MONICA, CA	Firm change after gap

Relationships

Registered with (4)

→ O•••• P••• A•••• M••••••••• L••Registered adviserregistration: current employment
Oct 30, 2024 to presentfactForm ADV
→ S••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 18, 2015 to Dec 23, 2024factForm ADV
→ A•• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 10, 2010 to Sep 9, 2015factForm ADV
→ D••••••• S••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15b3ade3-82e5-f0ee-355b-af7d04228894
First observed: Nov 3, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.