DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Colin Theodore Barber
Feed of 09/14/2026
Also filed as Colin Barber
At current firm
1 y
since Oct 30, 2024
In the industry
25 y
since Oct 2, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ocean Park Asset Management, LLC asset manager currentsince Oct 30, 2024 · Santa Monica, Ca
- Sierra Investment Management, LLC independent RIANov 18, 2015 to Dec 23, 2024 · Santa Monica, Ca
- Ast Investment Services, Inc. asset managerMay 10, 2010 to Sep 9, 2015 · Shelton, Ct
- Directed Services LLC formerNov 3, 2009 to Apr 29, 2010 · West Chester, Pa
Moves
a registration end followed by a registration begin elsewhere
- Sierra Investment Management, LLC to Ocean Park Asset Management, LLCleft Dec 23, 2024, registered Oct 30, 2024 (-54 days) · channel change inside one enterprise, not a move · moved with a team
- Ast Investment Services, Inc. to Sierra Investment Management, LLCleft Sep 9, 2015, registered Nov 18, 2015 (70 days) · Other
- Directed Services LLC to Ast Investment Services, Inc.left Apr 29, 2010, registered May 10, 2010 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address