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Advisor at LPL FINANCIAL LLC
ANNAPOLIS, MD | LINTHICUM, MD | HANOVER, MD | LAUREL, MD | COLUMBIA, MD | MILLERSVILLE, MD | SEVERNA PARK, MD | FORT MEADE, MD | GAMBRILLS, MD | CLARKSVILLE, MD | ANNAPOLIS JUNCTION, MD | PASADENA, MD | ELLICOTT CITY, MD | OWINGS MILLS, MD | FT MEADE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 9, 2016 | n/a | yes | FORT MEADE, MD|LINTHICUM, MD|GAMBRILLS, MD|CLARKSVILLE, MD|OWINGS MILLS, MD|ANNAPOLIS JUNCTION, MD|ELLICOTT CITY, MD|PASADENA, MD|COLUMBIA, MD|LAUREL, MD|ANNAPOLIS, MD|HANOVER, MD|SEVERNA PARK, MD|MILLERSVILLE, MD|FT MEADE, MD | Current employment |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Apr 14, 2014 | Mar 20, 2015 | no | CHARLOTTE, NC|TIMONIUM, MD|HUNT VALLEY, MD|PIKESVILLE, MD|OWINGS MILLS, MD|ARLINGTON, VA|BALTIMORE, MD|BALTIMORE, MD|SEVERNA PARK, MD|CATONSVILLE, MD | Previous registration |
| PLANNING SOLUTIONS GROUP, LLC | Former SEC adviser | Sep 12, 2013 | Mar 9, 2015 | no | FULTON, MD | Previous registration |
| HOMESTEAD ADVISERS CORP. | Other adviser | Mar 1, 2011 | Sep 11, 2013 | no | ARLINGTON, VA | Previous registration |
| INVESTMENT ADVISORS CORP | Former SEC adviser | Sep 7, 2010 | Feb 7, 2011 | no | MILLERSVILLE, MD | Previous registration |
| CAPITAL ONE FINANCIAL ADVISORS LLC | n/a | Apr 26, 2010 | Sep 9, 2010 | no | MELVILLE, NY | Previous registration |
| CHEVY CHASE FINANCIAL SERVICES | n/a | Sep 7, 2005 | May 7, 2010 | no | BETHESDA, MD|BETHESDA, MD|BETHESDA, MD | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 10, 2003 | Sep 1, 2005 | no | ANNAPOLIS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T INVESTMENT SERVICES, INC. | LPL FINANCIAL LLC | Mar 20, 2015 | Dec 9, 2016 | 630 | Firm change after gap | Other |
| PLANNING SOLUTIONS GROUP, LLC | BB&T INVESTMENT SERVICES, INC. | Mar 9, 2015 | Apr 14, 2014 | -329 | Firm change after gap | Other |
| HOMESTEAD ADVISERS CORP. | PLANNING SOLUTIONS GROUP, LLC | Sep 11, 2013 | Sep 12, 2013 | 1 | Firm change | Other |
| INVESTMENT ADVISORS CORP | HOMESTEAD ADVISERS CORP. | Feb 7, 2011 | Mar 1, 2011 | 22 | Firm change | Other |
| CAPITAL ONE FINANCIAL ADVISORS LLC | INVESTMENT ADVISORS CORP | Sep 9, 2010 | Sep 7, 2010 | -2 | Firm change | Other |
| CHEVY CHASE FINANCIAL SERVICES | CAPITAL ONE FINANCIAL ADVISORS LLC | May 7, 2010 | Apr 26, 2010 | -11 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CHEVY CHASE FINANCIAL SERVICES | Sep 1, 2005 | Sep 7, 2005 | 6 | Firm change | Other |