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C••••• A•••••• S•••••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C••••• A•••••• S•••••• N••••••

Advisor at E•• P•••••• W••••• M••••••••• ••••••••• C••••

MIAMI, FL

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Search this name across graphsid dfx:ria:15b731d6-a345-2ec6-2841-7105df8c3d34

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 3, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• P•••••• W••••• M••••••••• ••••••••• C••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• P•••••• W••••• M••••••••• ••••••••• C••••	Mixed wealth	Jun 23, 2026	n/a	yes	MIAMI, FL	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Feb 28, 2022	May 29, 2026	no	Miami, FL\|Miami, FL\|Miami, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	E•• P•••••• W••••• M••••••••• ••••••••• C••••	May 29, 2026	Jun 23, 2026	25	Firm change	Wirehouse to RIA
E••••• W••••• A••••••• L••	J••• M••••• S••••••••• L••	Feb 8, 2022	Feb 28, 2022

Relationships

Registered with (3)

→ E•• P•••••• W••••• M••••••••• ••••••••• C••••Registered adviserregistration: previous registration
Apr 3, 2017 to Apr 11, 2019factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 28, 2022 to May 29, 2026factForm ADV
→ E••••• W••••• A••••••• L••Registered adviserregistration: previous registration
May 7, 2019 to Feb 8, 2022factForm ADV

Dated events

Occurred
May 29, 2026
Advisor changed firm
C••••• A•••••• S•••••• N•••••• left J••• M••••• S••••••••• L•• for E•• P•••••• W••••• M••••••••• ••••••••• C•••• (registered 2026-06-23)
Form ADVobserved 7 days ago
Occurred
Feb 8, 2022
Advisor changed firm
C••••• A•••••• S•••••• N•••••• left E••••• W••••• A••••••• L•• for J••• M••••• S••••••••• L•• (registered 2022-02-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15b731d6-a345-2ec6-2841-7105df8c3d34
First observed: Apr 3, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.