DFX Intelligence

Data Factory

RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.

CRD 158905

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7045fce4-67cb-c31d-4414-1c13e4a051af

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 101
Dated events: 40
On other graphs: 0
Observed: Mar 29, 2012 to Mar 31, 2026
58 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.35 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=52.0
Regulatory AUM: $2.3BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $813MderivedItem 5.D individuals plus high net worth individuals
Private client share: 35%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 47
RAUM per advisor: $49.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 56
Advisory employees: 25
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 696
Individual clients: 103
High net worth clients: 205
SEC number: 801-72773
CIK: 1598340
CRD: 158905
Filings on the tape: 58
First filed: Mar 29, 2012
Latest filed: Mar 31, 2026
Organised: Corporation, DE
Website: efginternational.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 47

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
HANS ANTON ABATE	n/a	MIAMI, FL	14	24	2	yes
JANET RODRIGUEZ	Chartered Financial Analyst	MIAMI, FL	12	14	1	yes
ANA CAROLINA TOFFOLI DESOUZA	n/a	MIAMI, FL	9	14	n/a	yes
PAULO LERNER	n/a	MIAMI, FL	9	11	n/a	yes
RUBENS FERRARONI	n/a	MIAMI, FL	9	11	n/a	yes
JENNIFER DESIREE MARCELLE-JAMES	n/a	MIAMI, FL	8	14	1	yes
HUGO A BAQUERO VELASQUEZ	n/a	MIAMI, FL	7	17	n/a	yes
J ALEXANDER CALDWELL	n/a	MIAMI, FL	6	28	2	yes
ROBERTO ELIAS GADALA-MARIA	n/a	MIAMI, FL	6	24	2	yes
LAURO DUARTE CANCELA	n/a	MIAMI, FL	6	13	1	yes
FERNANDO MONTEIRO DE BARROS	n/a	MIAMI, FL	6	17	2	yes
KENIA NAVES ROCHA	n/a	MIAMI, FL	6	17	2	yes
ANDRES S PADILLA	n/a	MIAMI, FL	6	17	2	yes
MARIA DEL CARMEN ROMERO SALVADE	n/a	MIAMI, FL	6	16	2	yes
ERIC BYRON SMALLEY	n/a	MIAMI, FL	6	19	2	yes
CRISTINA ROSIBEL ULVERT	n/a	MIAMI, FL	6	17	2	yes
LUCIANA FERREIRA CUPIDO RIBEIRO	n/a	MIAMI, FL	6	13	1	yes
HUMBERTO ROMEO GARCIA	n/a	MIAMI, FL	6	17	1	yes
PAUL ALBERTO PESTANA VALERI	n/a	MIAMI, FL	6	10	n/a	yes
KRYSTAL ANN BARCELO	n/a	MIAMI, FL	4	15	1	yes
LUIS ROBERTO PRANDINI	n/a	MIAMI, FL	4	28	4	yes
Grace Adele Arkalji	n/a	MIAMI, FL	4	13	1	yes
MANUEL I. PIMENTEL	n/a	MIAMI, FL	4	10	n/a	yes
JUAN CARLOS GOMEZ CANALES	n/a	MIAMI, FL \| Bogota	3	17	n/a	yes
Julia Cioffi Santos	n/a	MIAMI, FL	3	12	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CRUZ, EDUARDO, MOLITERNO DA	CHIEF EXECUTIVE OFFICER, DIRECTOR	Na	yes	03/2017	Mar 31, 2026	Mar 31, 2026
De Melo Ferreira, Luis, Guilherme	DEPUTY CHIEF EXECUTIVE OFFICER	Na	yes	07/2025	Mar 31, 2026	Mar 31, 2026
ECHEVARRIA, VICTOR, MANUEL	Chairman	Na	yes	01/2025	Mar 31, 2026	Mar 31, 2026
EFG INTERNATIONAL AG	PARENT OFFICER	E	yes	12/2022	Mar 31, 2026	Mar 31, 2026
Mohorovic, Sanjin	Director	Na	yes	06/2021	Mar 31, 2026	Mar 31, 2026
Montoya, Alexandra	CHIEF OPERATING OFFICER	Na	yes	03/2025	Mar 31, 2026	Mar 31, 2026
PHILLIPS, PETER	Director	Na	yes	01/2025	Mar 31, 2026	Mar 31, 2026
AFZAL, MOZAMIL	Director	Na	yes	09/2011	Sep 21, 2012	Nov 8, 2024
BORGES, LEONARDO, SILVA	CHIEF OPERATIONS OFFICER	Na	yes	04/2023	Apr 24, 2023	Nov 8, 2024
EFG BANK EUROPEAN FINANCIAL GROUP SA	Parent	C	yes	12/2009	Mar 29, 2012	Nov 8, 2024
EFG EUROPEAN FINANCIAL GROUP LTD	Parent	E	yes	12/2009	Mar 29, 2012	Nov 8, 2024
EUROPEAN FINANCIAL GROUP EFG (LUXEMBOURG) SA	Parent	E	yes	12/2009	Mar 31, 2022	Nov 8, 2024
FERMIN, EDWIN, ANDRES	CHIEF COMPLIANCE OFFICER	Na	yes	04/2024	Aug 20, 2024	Nov 8, 2024
LEE, JAMES, TAK HIM	Chairman	Na	yes	09/2011	Mar 29, 2012	Nov 8, 2024
LEVERETT, KYLE, LAWRENCE	Controller	Na	yes	07/2024	Aug 20, 2024	Nov 8, 2024
PRIVATE FINANCIAL HOLDINGS LIMITED	Parent	E	yes	12/2009	Mar 29, 2012	Nov 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EFG ASSET MANAGEMENT (NORTH AMERICA) CORP	n/a	Asset manager	$809M	N	yes	n/a
EFG ASSET MANAGEMENT (HK) LIMITED	n/a	n/a	n/a	N	yes	n/a
EFG ASSET MANAGEMENT (SINGAPORE) PTE LTD	n/a	n/a	n/a	N	yes	n/a
EFG ASSET MANAGEMENT (SWITZERLAND) SA	n/a	n/a	n/a	N	yes	n/a
EFG ASSET MANAGEMENT (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a
EFG BANK & TRUST (BAHAMAS) LTD.	n/a	n/a	n/a	N	yes	n/a
EFG BANK AG	n/a	n/a	n/a	N	yes	n/a
EFG BANK SA	n/a	n/a	n/a	N	yes	n/a
EFG CAPITAL INTERNATIONAL CORP.	n/a	Former SEC adviser	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$2.3B	$1.9B	56	25	1	n/a	n/a
2024	Mar 31, 2025	$1.9B	$1.7B	44	21	0	n/a	n/a
2023	Mar 28, 2024	$1.5B	$1.4B	11	4	0	n/a	n/a
2022	Mar 31, 2023	$1.5B	$1.5B	11	4	0	n/a	n/a
2021	Mar 31, 2022	$1.9B	$1.9B	9	4	0	n/a	n/a
2020	Mar 24, 2021	$1.7B	$1.7B	18	9	3	n/a	n/a
2019	Mar 27, 2020	$1.6B	$1.6B	18	9	3	n/a	n/a
2018	Jan 31, 2019	$1.4B	$1.4B	14	8	2	n/a	n/a
2017	Mar 29, 2018	$1.5B	$1.5B	17	10	2	n/a	n/a
2016	Mar 31, 2017	$962M	$962M	17	10	n/a	n/a	n/a
2015	Mar 30, 2016	$1.4B	$1.4B	14	10	n/a	n/a	n/a
2014	Mar 27, 2015	$1.6B	$1.6B	11	6	n/a	n/a	n/a
2013	Mar 28, 2014	$1.0B	$843M	12	6	n/a	n/a	n/a
2012	Mar 28, 2013	$701M	$642M	13	12	n/a	n/a	n/a
2011	Mar 29, 2012	$508M	$508M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	2	0	4.3%	1	0	0	17	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$1.9B	20.2%	$1.5B	16.5%	56	44	1	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MORGAN STANLEY	2	Oct 3, 2022	Oct 10, 2022	MIAMI, FL	Team lift out	RIA to wirehouse	6.9%
EFG CAPITAL INTERNATIONAL CORP.	2	Jul 6, 2022	Apr 30, 2021	MIAMI, FL	Team lift out	Other	7.1%
MORA CAPITAL MANAGEMENT, LLC	3	Jan 28, 2021	Jan 2, 2025	MIAMI, FL	Team lift out	RIA to RIA	11.5%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
XP ADVISORY US, INC.	4	Jul 18, 2024	Mar 27, 2025	MIAMI, FL	Team lift out	Other	17.4%
EFG CAPITAL ADVISORS INC.	18	Feb 22, 2019	Jan 1, 2025	MIAMI, FL	Firm absorbed	RIA to RIA	85.7%

Relationships

showing 80 of 101

Registered with (58)

← EDWIN ANDRES FERMINAdvisorregistration: current employment
Aug 17, 2026 to presentfactForm ADV
← Carlos Alberto Salzedo NavarroAdvisorregistration: current employment
Jun 23, 2026 to presentfactForm ADV
← OMAR C ROSASAdvisorregistration: current employment
Dec 23, 2025 to presentfactForm ADV
← Antoine S RojoAdvisorregistration: current employment
Dec 11, 2025 to presentfactForm ADV
← Steven Edwin EspinosaAdvisorregistration: current employment
Jul 16, 2025 to presentfactForm ADV
← BENNY JOSUE RODRIGUEZAdvisorregistration: current employment
Jun 30, 2025 to presentfactForm ADV
← Wendy SanchezAdvisorregistration: current employment
Jun 17, 2025 to presentfactForm ADV
← Fernando De Carvalho Olea CostaAdvisorregistration: current employment
Mar 27, 2025 to presentfactForm ADV
← Thiago FaveryAdvisorregistration: current employment
Mar 27, 2025 to presentfactForm ADV
← Felipe Sebe LopesAdvisorregistration: current employment
Feb 28, 2025 to presentfactForm ADV
← Raphael Caria de Freitas PinheiroAdvisorregistration: current employment
Feb 21, 2025 to presentfactForm ADV
← Leandro AraujoAdvisorregistration: current employment
Feb 7, 2025 to presentfactForm ADV
← Morris Mattout GuindiAdvisorregistration: current employment
Jan 29, 2025 to presentfactForm ADV
← Florina Mendez VelezAdvisorregistration: current employment
Jan 10, 2025 to presentfactForm ADV
← ALEJANDRO A COUTTENYEAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← VANESSA LimaAdvisorregistration: current employment
Dec 5, 2024 to presentfactForm ADV
← Carlos Fernando MenesesAdvisorregistration: current employment
May 6, 2024 to presentfactForm ADV
← JUANCARLOS ZAMORANOAdvisorregistration: current employment
May 6, 2024 to presentfactForm ADV
← Isabela JardimAdvisorregistration: current employment
Jan 24, 2024 to presentfactForm ADV
← CARLOS JAVIER GONZALEZAdvisorregistration: current employment
Nov 21, 2023 to presentfactForm ADV
← MICHAEL ALAN ANDREWSAdvisorregistration: current employment
Sep 19, 2023 to presentfactForm ADV
← LUIZ BARROSAdvisorregistration: current employment
Sep 12, 2023 to presentfactForm ADV
← Julia Cioffi SantosAdvisorregistration: current employment
Aug 9, 2023 to presentfactForm ADV
← JUAN CARLOS GOMEZ CANALESAdvisorregistration: current employment
Mar 14, 2023 to presentfactForm ADV
← MANUEL I. PIMENTELAdvisorregistration: current employment
Mar 4, 2022 to presentfactForm ADV
← Grace Adele ArkaljiAdvisorregistration: current employment
Feb 22, 2022 to presentfactForm ADV
← LUIS ROBERTO PRANDINIAdvisorregistration: current employment
Jan 24, 2022 to presentfactForm ADV
← KRYSTAL ANN BARCELOAdvisorregistration: current employment
Nov 2, 2021 to presentfactForm ADV
← PAUL ALBERTO PESTANA VALERIAdvisorregistration: current employment
Jun 3, 2020 to presentfactForm ADV
← HUMBERTO ROMEO GARCIAAdvisorregistration: current employment
Jan 7, 2020 to presentfactForm ADV
and 28 more

Affiliated with (5)

→ EFG ASSET MANAGEMENT (NORTH AMERICA) CORPRegistered adviserother investment adviser, common control
factForm ADV
→ EFG CAPITAL INTERNATIONAL CORP.Registered adviserbroker-dealer, common control
factForm ADV
← EFG CAPITAL INTERNATIONAL CORP.Registered adviserother investment adviser, common control
factForm ADV
← EFG CAPITAL ADVISORS INC.Registered adviserother investment adviser, custodian, common control
factForm ADV
← EFG CAPITAL ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV

Moved with (4)

← XP ADVISORY US, INC.Registered adviser4 advisors, team lift out, same day
Jul 18, 2024 to Mar 27, 2025factForm ADV
→ MORA CAPITAL MANAGEMENT, LLCRegistered adviser3 advisors, team lift out, same day
Jan 28, 2021 to Jan 2, 2025factForm ADV
← EFG CAPITAL ADVISORS INC.Registered adviser18 advisors, firm absorbed, same day
Feb 22, 2019 to Jan 1, 2025factForm ADV
→ MORGAN STANLEYRegistered adviser2 advisors, team lift out, same day
Oct 3, 2022 to Oct 10, 2022factForm ADV

Controls (13)

← ECHEVARRIA, VICTOR, MANUELOwnerDIRECTOR, ownership code NA, individual
Jun 22, 2021 to Nov 8, 2024factForm ADV
← CRUZ, EDUARDO, MOLITERNO DAOwnerCHIEF EXECUTIVE OFFICER, DIRECTOR, ownership code NA, individual
Mar 31, 2017 to Nov 8, 2024factForm ADV
← BORGES, LEONARDO, SILVAOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Apr 24, 2023 to Nov 8, 2024factForm ADV
← LEE, JAMES, TAK HIMOwnerCHAIRMAN, ownership code NA, individual
Mar 29, 2012 to Nov 8, 2024factForm ADV
← AFZAL, MOZAMILOwnerDIRECTOR, ownership code NA, individual
Sep 21, 2012 to Nov 8, 2024factForm ADV
← LEVERETT, KYLE, LAWRENCEOwnerCONTROLLER, ownership code NA, individual
Aug 20, 2024 to Nov 8, 2024factForm ADV
← FERMIN, EDWIN, ANDRESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 20, 2024 to Nov 8, 2024factForm ADV
← Mohorovic, SanjinOwnerDIRECTOR, ownership code NA, individual
Jun 22, 2021 to Nov 8, 2024factForm ADV
← EFG BANK EUROPEAN FINANCIAL GROUP SAOwnerPARENT, ownership code C, foreign entity
Mar 29, 2012 to Nov 8, 2024factForm ADV
← EFG EUROPEAN FINANCIAL GROUP LTDOwnerPARENT, ownership code E, foreign entity
Mar 29, 2012 to Nov 8, 2024factForm ADV
← EFG INTERNATIONAL AGOwnerPARENT, ownership code E, foreign entity
Mar 29, 2012 to Nov 8, 2024factForm ADV
← EUROPEAN FINANCIAL GROUP EFG (LUXEMBOURG) SAOwnerPARENT, ownership code E, foreign entity
Mar 31, 2022 to Nov 8, 2024factForm ADV
← PRIVATE FINANCIAL HOLDINGS LIMITEDOwnerPARENT, ownership code E, foreign entity
Mar 29, 2012 to Nov 8, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 5, 2026
Advisor changed firm
George Gandarias left Efg Private Wealth Management (Americas) Corp. for Ucap Americas (registered 2026-01-29)
Form ADVobserved 6 days ago
Occurred
Sep 29, 2025
Advisor changed firm
Dilsa J Montoya left Efg Private Wealth Management (Americas) Corp. for Morgan Stanley (registered 2025-10-02)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2025
Regulatory AUM changed
Efg Private Wealth Management (Americas) Corp. reported RAUM $1.9B, up 27% from $1.5B (2025-01-17 to 2025-03-31)
Form ADVobserved 6 days ago
$404M
Occurred
Mar 5, 2025
Advisor changed firm
Jessica Kaufman left Efg Private Wealth Management (Americas) Corp. for Acp Capital Management, Llc (registered 2025-10-24)
Form ADVobserved 6 days ago
Occurred
Oct 15, 2024
Advisor changed firm
Paul Perez left Efg Private Wealth Management (Americas) Corp. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-02-28)
Form ADVobserved 6 days ago
Occurred
Aug 20, 2024
Control person joined
Andres Edwin Fermin (Chief Compliance Officer) appeared on Schedule A of Efg Private Wealth Management (Americas) Corp.
Form ADVobserved 6 days ago
Occurred
Aug 20, 2024
Control person joined
Lawrence Kyle Leverett (Controller) appeared on Schedule A of Efg Private Wealth Management (Americas) Corp.
Form ADVobserved 6 days ago
Occurred
Aug 20, 2024
Control person left
A Marco Tuesta (Chief Financial Officer) no longer on Schedule A of Efg Private Wealth Management (Americas) Corp. (listed 2024-05-20, absent 2024-08-20)
Form ADVobserved 6 days ago
Occurred
Aug 20, 2024
Control person left
Nayra Calderon Najera (Chief Compliance Officer) no longer on Schedule A of Efg Private Wealth Management (Americas) Corp. (listed 2024-05-20, absent 2024-08-20)
Form ADVobserved 6 days ago
Occurred
Jul 18, 2024
Team lift-out
4 advisors left XP Advisory US, Inc. (Miami, FL) for Efg Private Wealth Management (Americas) Corp. on the same day
Form ADVobserved 5 days ago
4 advisors
Occurred
May 31, 2024
Advisor changed firm
Carlos Guzman left Efg Private Wealth Management (Americas) Corp. for Creand Management (registered 2024-06-25)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Control person joined
Nayra Calderon Najera (Chief Compliance Officer) appeared on Schedule A of Efg Private Wealth Management (Americas) Corp.
Form ADVobserved 6 days ago
Occurred
Jan 4, 2024
Advisor changed firm
Andres Aguero left Efg Private Wealth Management (Americas) Corp. for J.P. Morgan Securities Llc (registered 2025-12-09)
Form ADVobserved 6 days ago
Occurred
Aug 18, 2023
Advisor changed firm
David Yepez left Efg Private Wealth Management (Americas) Corp. for Citigroup Global Markets Inc. (registered 2023-09-13)
Form ADVobserved 6 days ago
Occurred
Apr 24, 2023
Control person joined
Silva Leonardo Borges (Chief Operations Officer) appeared on Schedule A of Efg Private Wealth Management (Americas) Corp.
Form ADVobserved 6 days ago
Occurred
Apr 24, 2023
Control person left
Patrick Timothy Walsh (Chief Operations Officer) no longer on Schedule A of Efg Private Wealth Management (Americas) Corp. (listed 2023-03-31, absent 2023-04-24)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2023
Advisor changed firm
Francisco Jose Soler left Efg Private Wealth Management (Americas) Corp. for Efg Capital International Corp. (registered 2021-05-03)
Form ADVobserved 6 days ago
Occurred
Dec 1, 2022
Control person left
Luis Jose Perich (Chief Compliance Officer) no longer on Schedule A of Efg Private Wealth Management (Americas) Corp. (listed 2022-11-08, absent 2022-12-01)
Form ADVobserved 6 days ago
Occurred
Dec 1, 2022
Control person joined
Javier Carlos Gonzalez (Interim Chief Compliance Officer) appeared on Schedule A of Efg Private Wealth Management (Americas) Corp.
Form ADVobserved 6 days ago
Occurred
Dec 1, 2022
Advisor changed firm
Jose Luis Perich left Efg Private Wealth Management (Americas) Corp. for Creand Management (registered 2024-06-19)
Form ADVobserved 6 days ago
Occurred
Oct 3, 2022
Team lift-out
2 advisors left Efg Private Wealth Management (Americas) Corp. (Miami, FL) for Morgan Stanley on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Oct 3, 2022
Advisor changed firm
Alexandra Marie Moriarty left Efg Private Wealth Management (Americas) Corp. for Morgan Stanley (registered 2022-10-10)
Form ADVobserved 6 days ago
Occurred
Oct 3, 2022
Advisor changed firm
Melissa Alonzo left Efg Private Wealth Management (Americas) Corp. for J.P. Morgan Securities Llc (registered 2022-11-28)
Form ADVobserved 6 days ago
Occurred
Oct 3, 2022
Advisor changed firm
Alejandro Ramirez left Efg Private Wealth Management (Americas) Corp. for Morgan Stanley (registered 2022-10-04)
Form ADVobserved 6 days ago
Occurred
Aug 19, 2022
Control person joined
Luis Jose Perich (Chief Compliance Officer) appeared on Schedule A of Efg Private Wealth Management (Americas) Corp.
Form ADVobserved 6 days ago
Occurred
Aug 19, 2022
Control person left
Javier Carlos Gonzalez (Interim Chief Compliance Officer) no longer on Schedule A of Efg Private Wealth Management (Americas) Corp. (listed 2022-06-23, absent 2022-08-19)
Form ADVobserved 6 days ago
Occurred
Aug 1, 2022
Advisor changed firm
Ana Cristina Schuler Azario left Efg Private Wealth Management (Americas) Corp. for J.P. Morgan Securities Llc (registered 2022-09-01)
Form ADVobserved 6 days ago
Occurred
Jul 6, 2022
Team lift-out
2 advisors left Efg Private Wealth Management (Americas) Corp. (Miami, FL) for Efg Capital International Corp. on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jul 6, 2022
Advisor changed firm
Guillermo Porras left Efg Private Wealth Management (Americas) Corp. for Efg Capital International Corp. (registered 2021-04-30)
Form ADVobserved 6 days ago
Occurred
Jul 6, 2022
Advisor changed firm
Miguel Luis Ortiz left Efg Private Wealth Management (Americas) Corp. for Efg Capital International Corp. (registered 2021-04-30)
Form ADVobserved 6 days ago
Occurred
Apr 20, 2022
Control person joined
Patrick Timothy Walsh (Chief Operations Officer) appeared on Schedule A of Efg Private Wealth Management (Americas) Corp.
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
Santos Andre Esteves (Shareholder) no longer on Schedule A of Efg Private Wealth Management (Americas) Corp. (listed 2022-01-07, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
Roberto Balls Sallouti (Shareholder) no longer on Schedule A of Efg Private Wealth Management (Americas) Corp. (listed 2022-01-07, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Jan 7, 2022
Control person left
Crystal Samantha Santiago (Chief Compliance Officer) no longer on Schedule A of Efg Private Wealth Management (Americas) Corp. (listed 2021-10-04, absent 2022-01-07)
Form ADVobserved 6 days ago
Occurred
Jan 7, 2022
Control person joined
Javier Carlos Gonzalez (Interim Chief Compliance Officer) appeared on Schedule A of Efg Private Wealth Management (Americas) Corp.
Form ADVobserved 6 days ago
Occurred
Jun 22, 2021
Control person joined
Sanjin Mohorovic (Director) appeared on Schedule A of Efg Private Wealth Management (Americas) Corp.
Form ADVobserved 6 days ago
Occurred
Jun 22, 2021
Control person joined
Manuel Victor Echevarria (Director) appeared on Schedule A of Efg Private Wealth Management (Americas) Corp.
Form ADVobserved 6 days ago
Occurred
Jun 22, 2021
Control person left
Alvim Marcelo Coscarelli (Director) no longer on Schedule A of Efg Private Wealth Management (Americas) Corp. (listed 2021-03-24, absent 2021-06-22)
Form ADVobserved 6 days ago
Occurred
Jun 22, 2021
Control person left
Patrick Zbinden (Director) no longer on Schedule A of Efg Private Wealth Management (Americas) Corp. (listed 2021-03-24, absent 2021-06-22)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Mar 31, 2025
Efg Private Wealth Management (Americas) Corp. reported 37 state-registered advisory representatives, up from 4 (2025-01-17 to 2025-03-31)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7045fce4-67cb-c31d-4414-1c13e4a051af
First observed: Mar 29, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.

CRD 158905

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7045fce4-67cb-c31d-4414-1c13e4a051af

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

HANS ANTON ABATE

n/a

MIAMI, FL

yes

JANET RODRIGUEZ

Chartered Financial Analyst

MIAMI, FL

yes

ANA CAROLINA TOFFOLI DESOUZA

n/a

MIAMI, FL

n/a

yes

PAULO LERNER

n/a

MIAMI, FL

n/a

yes

RUBENS FERRARONI

n/a

MIAMI, FL

n/a

yes

JENNIFER DESIREE MARCELLE-JAMES

n/a

MIAMI, FL

yes

HUGO A BAQUERO VELASQUEZ

n/a

MIAMI, FL

n/a

yes

J ALEXANDER CALDWELL

n/a

MIAMI, FL

yes

ROBERTO ELIAS GADALA-MARIA

n/a

MIAMI, FL

yes

LAURO DUARTE CANCELA

n/a

MIAMI, FL

yes

FERNANDO MONTEIRO DE BARROS

n/a

MIAMI, FL

yes

KENIA NAVES ROCHA

n/a

MIAMI, FL

yes

ANDRES S PADILLA

n/a

MIAMI, FL

yes

MARIA DEL CARMEN ROMERO SALVADE

n/a

MIAMI, FL

yes

ERIC BYRON SMALLEY

n/a

MIAMI, FL

yes

CRISTINA ROSIBEL ULVERT

n/a

MIAMI, FL

yes

LUCIANA FERREIRA CUPIDO RIBEIRO

n/a

MIAMI, FL

yes

HUMBERTO ROMEO GARCIA

n/a

MIAMI, FL

yes

PAUL ALBERTO PESTANA VALERI

n/a

MIAMI, FL

n/a

yes

KRYSTAL ANN BARCELO

n/a

MIAMI, FL

yes

LUIS ROBERTO PRANDINI

n/a

MIAMI, FL

yes

Grace Adele Arkalji

n/a

MIAMI, FL

yes

MANUEL I. PIMENTEL

n/a

MIAMI, FL

n/a

yes

JUAN CARLOS GOMEZ CANALES

n/a

MIAMI, FL | Bogota

n/a

yes

Julia Cioffi Santos

n/a

MIAMI, FL

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CRUZ, EDUARDO, MOLITERNO DA

CHIEF EXECUTIVE OFFICER, DIRECTOR

yes

03/2017

Mar 31, 2026

De Melo Ferreira, Luis, Guilherme

DEPUTY CHIEF EXECUTIVE OFFICER

yes

07/2025

Mar 31, 2026

ECHEVARRIA, VICTOR, MANUEL

Chairman

yes

01/2025

Mar 31, 2026

EFG INTERNATIONAL AG

PARENT OFFICER

yes

12/2022

Mar 31, 2026

Mohorovic, Sanjin

Director

yes

06/2021

Mar 31, 2026

Montoya, Alexandra

CHIEF OPERATING OFFICER

yes

03/2025

Mar 31, 2026

PHILLIPS, PETER

Director

yes

01/2025

Mar 31, 2026

AFZAL, MOZAMIL

Director

yes

09/2011

Sep 21, 2012

Nov 8, 2024

BORGES, LEONARDO, SILVA

CHIEF OPERATIONS OFFICER

yes

04/2023

Apr 24, 2023

Nov 8, 2024

EFG BANK EUROPEAN FINANCIAL GROUP SA

Parent

yes

12/2009

Mar 29, 2012

Nov 8, 2024

EFG EUROPEAN FINANCIAL GROUP LTD

Parent

yes

12/2009

Mar 29, 2012

Nov 8, 2024

EUROPEAN FINANCIAL GROUP EFG (LUXEMBOURG) SA

Parent

yes

12/2009

Mar 31, 2022

Nov 8, 2024

FERMIN, EDWIN, ANDRES

CHIEF COMPLIANCE OFFICER

yes

04/2024

Aug 20, 2024

Nov 8, 2024

LEE, JAMES, TAK HIM

Chairman

yes

09/2011

Mar 29, 2012

Nov 8, 2024

LEVERETT, KYLE, LAWRENCE

Controller

yes

07/2024

Aug 20, 2024

Nov 8, 2024

PRIVATE FINANCIAL HOLDINGS LIMITED

Parent

yes

12/2009

Mar 29, 2012

Nov 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EFG ASSET MANAGEMENT (NORTH AMERICA) CORP

n/a

Asset manager

$809M

yes

n/a

EFG ASSET MANAGEMENT (HK) LIMITED

n/a

yes

n/a

EFG ASSET MANAGEMENT (SINGAPORE) PTE LTD

n/a

yes

n/a

EFG ASSET MANAGEMENT (SWITZERLAND) SA

n/a

yes

n/a

EFG ASSET MANAGEMENT (UK) LIMITED

n/a

yes

n/a

EFG BANK & TRUST (BAHAMAS) LTD.

n/a

yes

n/a

EFG BANK AG

n/a

yes

n/a

EFG BANK SA

n/a

yes

n/a

EFG CAPITAL INTERNATIONAL CORP.

n/a

Former SEC adviser

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$2.3B

$1.9B

n/a

2024

Mar 31, 2025

$1.9B

$1.7B

n/a

2023

Mar 28, 2024

$1.5B

$1.4B

n/a

2022

Mar 31, 2023

$1.5B

n/a

2021

Mar 31, 2022

$1.9B

n/a

2020

Mar 24, 2021

$1.7B

n/a

2019

Mar 27, 2020

$1.6B

n/a

2018

Jan 31, 2019

$1.4B

n/a

2017

Mar 29, 2018

$1.5B

n/a

2016

Mar 31, 2017

$962M

n/a

2015

Mar 30, 2016

$1.4B

n/a

2014

Mar 27, 2015

$1.6B

n/a

2013

Mar 28, 2014

$1.0B

$843M

n/a

2012

Mar 28, 2013

$701M

$642M

n/a

2011

Mar 29, 2012

$508M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

4.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.3B

$1.9B

20.2%

$1.5B

16.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MORGAN STANLEY

Oct 3, 2022

Oct 10, 2022

MIAMI, FL

Team lift out

RIA to wirehouse

6.9%

EFG CAPITAL INTERNATIONAL CORP.

Jul 6, 2022

Apr 30, 2021

MIAMI, FL

Team lift out

Other

7.1%

MORA CAPITAL MANAGEMENT, LLC

Jan 28, 2021

Jan 2, 2025

MIAMI, FL

Team lift out

RIA to RIA

11.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

XP ADVISORY US, INC.

Jul 18, 2024

Mar 27, 2025

MIAMI, FL

Team lift out

Other

17.4%

EFG CAPITAL ADVISORS INC.

Feb 22, 2019

Jan 1, 2025

MIAMI, FL

Firm absorbed

RIA to RIA

85.7%