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Advisor at MMA ASSET MANAGEMENT LLC
Boston, MA | Conshohocken, PA | CONSHOHOCKEN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MMA ASSET MANAGEMENT LLC | Mixed wealth | Jan 16, 2020 | n/a | yes | CONSHOHOCKEN, PA | Current employment |
| MMA SECURITIES LLC | No RAUM reported | May 28, 2019 | n/a | yes | Boston, MA|Conshohocken, PA | Current employment |
| THE CENTURION GROUP, LLC | Former SEC adviser | Jan 3, 2011 | Dec 31, 2019 | no | PLYMOUTH MEETING, PA | Previous registration |
| MMA ASSET MANAGEMENT LLC | Mixed wealth | Jan 3, 2011 | Dec 31, 2019 | no | CONSHOHOCKEN, PA | Previous registration |
| NRP ADVISORS, INC. | n/a | Mar 4, 2008 | Dec 1, 2010 | no | PLYMOUTH MEETING, PA|BRYAN, OH | Previous registration |
| NRP FINANCIAL, INC. | n/a | Mar 30, 2007 | Oct 15, 2008 | no | BRYAN, OH|BRYAN, OH|PLYMOUTH MEETING, PA | Previous registration |
| STERLING INVESTMENT ADVISORS LTD. | Independent wealth | May 31, 2006 | Jan 8, 2010 | no | BERWYN, PA | Previous registration |
| AMERICAN FINANCIAL MANAGEMENT GROUP, LTD. | Former SEC adviser | Mar 4, 2004 | Nov 16, 2006 | no | BERWYN, PA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 23, 2003 | Oct 31, 2003 | no | W CONSHOHOCKEN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MMA ASSET MANAGEMENT LLC | THE CENTURION GROUP, LLC | Dec 31, 2019 | Jan 3, 2011 | -3,284 | Firm change after gap | Other |
| THE CENTURION GROUP, LLC | MMA SECURITIES LLC | Dec 31, 2019 | May 28, 2019 | -217 | Firm change after gap | Other |
| NRP ADVISORS, INC. | MMA ASSET MANAGEMENT LLC | Dec 1, 2010 | Jan 3, 2011 | 33 | Firm change | Other |
| STERLING INVESTMENT ADVISORS LTD. | NRP FINANCIAL, INC. | Jan 8, 2010 | Mar 30, 2007 | -1,015 | Firm change after gap | Other |
| NRP FINANCIAL, INC. | NRP ADVISORS, INC. | Oct 15, 2008 | Mar 4, 2008 | -225 | Bulk transfer | Other |
| AMERICAN FINANCIAL MANAGEMENT GROUP, LTD. | STERLING INVESTMENT ADVISORS LTD. | Nov 16, 2006 | May 31, 2006 | -169 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | AMERICAN FINANCIAL MANAGEMENT GROUP, LTD. | Oct 31, 2003 | Mar 4, 2004 | 125 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155430:44254:PA:2019-12-31 | Dec 31, 2019 | May 28, 2019 | PLYMOUTH MEETING, PA | Firm change after gap |