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Advisor at NORTHROCK PARTNERS, LLC
Roseville, CA | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHROCK PARTNERS, LLC | Independent wealth | Feb 20, 2026 | n/a | yes | MINNEAPOLIS, MN|Roseville, CA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 30, 2021 | Jul 16, 2025 | no | Roseville, CA|Orangevale, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 25, 2015 | Mar 16, 2021 | no | SACRAMENTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | NORTHROCK PARTNERS, LLC | Jul 16, 2025 | Feb 20, 2026 | 219 | Firm change | Ibd to RIA |
| UBS FINANCIAL SERVICES INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 16, 2021 | Mar 30, 2021 | 14 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:167908:CA:2025-07-14 | Jul 16, 2025 | Feb 20, 2026 | ORANGEVALE, CA | Firm change |