DFX Intelligence

R••••• A••••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

R••••• A••••••• P••••

Advisor at O•••• A••••••• S•••••••• L••

Troy, MI | ATLANTA, GA

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Search this name across graphsid dfx:ria:15c857d9-4545-9cbb-12f2-334df5a5d917

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Nov 2, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 31, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Jun 15, 2023	n/a	yes	ATLANTA, GA\|Troy, MI	Current employment
C••••••• P••••••• I••••••••• A•••••••• L••	I•••••••••_MANAGER	Dec 22, 2021	Jun 15, 2023	no	Bloomfield Hills, MI\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	C••••••• P••••••• I••••••••• A•••••••• L••	Jun 21, 2023	Dec 22, 2021	-546	Firm change after gap	Other
C••••••• P••••••• I••••••••• A•••••••• L••	O•••• A••••••• S•••••••• L••	Jun 15, 2023	Jun 15, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:126777:MI:2023-06-21	Jun 21, 2023	Dec 22, 2021	LIVONIA, MI	Firm change after gap

Relationships

Registered with (8)

→ O•••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 15, 2023 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 12, 2020 to Jun 21, 2023factForm ADV
→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 22, 2021 to Jun 15, 2023factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••

Dated events

Occurred
Jun 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15c857d9-4545-9cbb-12f2-334df5a5d917
First observed: Nov 2, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.