DFX Intelligence

L•••• V••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

L•••• V••••• C••••••••

Advisor at B••••••••• C•••••• M••••••••• L••

BENTONVILLE, AR | WHEATON, IL

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Search this name across graphsid dfx:ria:15d91ae2-1048-465b-f94f-ee6cff703c34

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 27, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• C•••••• M••••••••• L••	Independent wealth	Dec 19, 2018	n/a	yes	BENTONVILLE, AR\|WHEATON, IL	Current employment
R•••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 27, 2018	Dec 12, 2018	no	Bentonville, AR\|KENTWOOD, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• I••••••••• A••••••• L••	B••••••••• C•••••• M••••••••• L••	Dec 12, 2018	Dec 19, 2018	7	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Dec 19, 2018 to presentfactForm ADV
→ R•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 27, 2018 to Dec 12, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15d91ae2-1048-465b-f94f-ee6cff703c34
First observed: Jun 27, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.