DFX Intelligence

T••••• A••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

T••••• A••••• M••••••

Advisor at S•••••• F•••••••• G••••• L•••••

Beachwood, OH | AKRON, OH

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Search this name across graphsid dfx:ria:15e2ef75-feb6-98b0-1552-673621059fc8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•••••••• G••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•••••••• G••••• L•••••	Independent wealth	Oct 3, 2016	n/a	yes	Beachwood, OH\|AKRON, OH	Current employment
R•• F••••••••	Former SEC adviser	Sep 29, 2006	Oct 28, 2016	no	BEACHWOOD, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• F••••••••	S•••••• F•••••••• G••••• L•••••	Oct 28, 2016	Oct 3, 2016	-25	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
106632:117756:OH:2016-10-28	Oct 28, 2016	Oct 3, 2016	BEACHWOOD, OH	Firm change

Relationships

Registered with (2)

→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: current employment
Oct 3, 2016 to presentfactForm ADV
→ R•• F••••••••Registered adviserregistration: previous registration
Sep 29, 2006 to Oct 28, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15e2ef75-feb6-98b0-1552-673621059fc8
First observed: Sep 29, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.