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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

RAV FINANCIAL

RAV FINANCIAL SERVICES, LLC, CRD 106632

BEACHWOOD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7046a426-dd37-929d-e48b-6a5f1e3095cf

Data as of Feb 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2012 to Feb 29, 2016
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $301MItem 5.F on the latest filing (2016-02-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $300M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 2
Accounts: 1,300
SEC number: 801-17712
CRD: 106632
Filings on the tape: 8
First filed: Mar 23, 2012
Latest filed: Feb 29, 2016
Organised: Limited Liability Company, Wyoming

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RAV HOLDINGS, LLC	MANAGING MEMBER	E	yes	02/2005	Mar 23, 2012	Feb 29, 2016
TAUCHER, DAVID, MICHAEL	Member	C	yes	02/2005	Mar 23, 2012	Feb 29, 2016
VALENTE, ROBERT, A	Member	D	yes	02/2005	Mar 23, 2012	Feb 29, 2016
GRAHAM, JEAN, GILLIAN	CHIEF COMPLIANCE OFFICER	Na	no	01/2007	Mar 23, 2012	Feb 29, 2016
MCCANDLESS, MARK, JOSEPH	Member	A	no	10/2014	Mar 23, 2012	Feb 29, 2016
PAULL, KENNETH, JOSEPH	Member	Na	no	07/2005	Mar 23, 2012	Feb 29, 2016

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Feb 29, 2016	$301M	$300M	14	2	n/a	n/a	n/a
2014	Mar 20, 2015	$332M	$332M	14	2	n/a	n/a	n/a
2013	Mar 25, 2014	$355M	$354M	18	2	n/a	n/a	n/a
2012	Mar 18, 2013	$325M	$324M	18	2	n/a	n/a	n/a
2011	Mar 23, 2012	$316M	$311M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$301M	$332M	-9.5%	$325M	-2.5%	14	14	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SEQUOIA FINANCIAL GROUP, L.L.C.	4	Oct 28, 2016	Oct 3, 2016	BEACHWOOD, OH	Firm absorbed	Other	100.0%

Relationships

Controls (3)

← TAUCHER, DAVID, MICHAELOwnerMEMBER, ownership code C, individual
Mar 23, 2012 to presentfactForm ADV
← VALENTE, ROBERT, AOwnerMEMBER, ownership code D, individual
Mar 23, 2012 to presentfactForm ADV
← RAV HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 23, 2012 to presentfactForm ADV

Owns (3)

← MCCANDLESS, MARK, JOSEPHOwnerMEMBER, ownership code A, individual
Mar 23, 2012 to presentfactForm ADV
← PAULL, KENNETH, JOSEPHOwnerMEMBER, ownership code NA, individual
Mar 23, 2012 to presentfactForm ADV
← GRAHAM, JEAN, GILLIANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 23, 2012 to presentfactForm ADV

Registered with (6)

← DAVID TAUCHERAdvisorregistration: previous registration
May 10, 2004 to Oct 28, 2016factForm ADV
← CHRISTINE MICHELLE BOEHNLEINAdvisorregistration: previous registration
Sep 29, 2006 to Oct 28, 2016factForm ADV
← KENNETH JOSEPH PAULLAdvisorregistration: previous registration
Sep 29, 2006 to Oct 28, 2016factForm ADV
← THOMAS ANDREW MOUGHANAdvisorregistration: previous registration
Sep 29, 2006 to Oct 28, 2016factForm ADV
← MARISSA GRACE BEYERAdvisorregistration: previous registration
Nov 21, 2012 to Jul 7, 2015factForm ADV
← NANCY GALLAGHER COOKAdvisorregistration: previous registration
Aug 10, 2010 to Mar 15, 2012factForm ADV

Moved with (1)

→ SEQUOIA FINANCIAL GROUP, L.L.C.Registered adviser4 advisors, firm absorbed, same day
Oct 28, 2016 to Oct 3, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7046a426-dd37-929d-e48b-6a5f1e3095cf
First observed: Mar 23, 2012
Last observed: Feb 29, 2016 128 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RAV FINANCIAL

RAV FINANCIAL SERVICES, LLC, CRD 106632

BEACHWOOD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7046a426-dd37-929d-e48b-6a5f1e3095cf

Data as of Feb 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:04 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RAV HOLDINGS, LLC

MANAGING MEMBER

yes

02/2005

Mar 23, 2012

Feb 29, 2016

TAUCHER, DAVID, MICHAEL

Member

yes

02/2005

Mar 23, 2012

Feb 29, 2016

VALENTE, ROBERT, A

Member

yes

02/2005

Mar 23, 2012

Feb 29, 2016

GRAHAM, JEAN, GILLIAN

CHIEF COMPLIANCE OFFICER

01/2007

Mar 23, 2012

Feb 29, 2016

MCCANDLESS, MARK, JOSEPH

Member

10/2014

Mar 23, 2012

Feb 29, 2016

PAULL, KENNETH, JOSEPH

Member

07/2005

Mar 23, 2012

Feb 29, 2016

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Feb 29, 2016

$301M

$300M

n/a

2014

Mar 20, 2015

$332M

n/a

2013

Mar 25, 2014

$355M

$354M

n/a

2012

Mar 18, 2013

$325M

$324M

n/a

2011

Mar 23, 2012

$316M

$311M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$301M

$332M

-9.5%

$325M

-2.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SEQUOIA FINANCIAL GROUP, L.L.C.

Oct 28, 2016

Oct 3, 2016

BEACHWOOD, OH

Firm absorbed

Other

100.0%