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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JEFFREY JOHN CATHERSAL

Advisor at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

RED BANK, NJ | TACOMA, WA

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Search this name across graphsid dfx:ria:15e3f25c-8805-0524-1962-15ea356ea8a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 2, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 1
Exams: S63|S65
First exam: May 2, 2001
First registration: Jul 16, 2001
Dual registered: yes, broker-dealer
Other names: Jeff Cathersal
IAPD individual key: 4522759

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PENNY LANE WEALTH MANAGEMENT, LLC	State registered	Aug 9, 2022	n/a	yes	TACOMA, WA	Current employment
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	Independent wealth	May 25, 2022	n/a	yes	RED BANK, NJ\|TACOMA, WA	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Nov 6, 2020	May 26, 2022	no	TACOMA, WA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 6, 2020	May 26, 2022	no	TACOMA, WA	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Apr 1, 2008	Nov 6, 2020	no	SEATTLE, WA\|Tacoma, WA\|SEATTLE, WA	Previous registration
PORTFOLIO STRATEGIES INC	Independent wealth	Jan 3, 2006	Mar 25, 2010	no	TACOMA, WA	Previous registration
PORTFOLIO STRATEGIES INC	Independent wealth	Jul 16, 2001	Nov 18, 2004	no	TACOMA, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	ARBOR POINT ADVISORS	May 26, 2022	Nov 6, 2020	-566	Channel change	Ibd to ibd
ARBOR POINT ADVISORS	ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	May 26, 2022	May 25, 2022	-1	Firm change	Ibd to RIA
KMS FINANCIAL SERVICES, INC	SECURITIES AMERICA ADVISORS, INC.	Nov 6, 2020	Nov 6, 2020	0	Bulk transfer	Ibd to ibd
PORTFOLIO STRATEGIES INC	KMS FINANCIAL SERVICES, INC	Mar 25, 2010	Apr 1, 2008	-723	Firm change after gap	Other

Relationships

Registered with (6)

→ PENNY LANE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 9, 2022 to presentfactForm ADV
→ ALEXANDER CAPITAL WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
May 25, 2022 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 6, 2020 to May 26, 2022factForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Nov 6, 2020 to May 26, 2022factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Apr 1, 2008 to Nov 6, 2020factForm ADV
→ PORTFOLIO STRATEGIES INCRegistered adviserregistration: previous registration
Jan 3, 2006 to Mar 25, 2010factForm ADV

Dated events

Occurred
May 26, 2022
Advisor changed firm
Jeffrey John Cathersal left Arbor Point Advisors for Alexander Capital Wealth Management Llc (registered 2022-05-25)
Form ADVobserved 6 days ago