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R••••• L••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

R••••• L••••• L•••

Advisor at G••••• R••••••••• P••••••• L••

SAN RAFAEL, CA | Lexington, MA

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Search this name across graphsid dfx:ria:15e70aef-46e1-9255-4016-6380e762d089

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Mar 13, 2024	n/a	yes	Lexington, MA\|SAN RAFAEL, CA	Current employment
M•••••••• A•••••••	Mixed wealth	Jul 28, 2020	Mar 8, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••••• A•••••••	G••••• R••••••••• P••••••• L••	Mar 8, 2024	Mar 13, 2024	5	Firm change	Other
W•••• F•••• A•••••••	M•••••••• A•••••••	Jul 21, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
307857:172011:MA:2024-03-08	Mar 8, 2024	Mar 13, 2024	LEXINGTON, MA	Firm change
11025:307857:MA:2020-07-21	Jul 21, 2020	Jul 28, 2020	BOSTON, MA	Firm change

Relationships

Registered with (3)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Mar 13, 2024 to presentfactForm ADV
→ M•••••••• A•••••••Registered adviserregistration: previous registration
Jul 28, 2020 to Mar 8, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 28, 2015 to Jul 21, 2020factForm ADV

Dated events

Occurred
Mar 8, 2024
Advisor changed firm
R••••• L••••• L••• left M•••••••• A••••••• for G••••• R••••••••• P••••••• L•• (registered 2024-03-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15e70aef-46e1-9255-4016-6380e762d089
First observed: Apr 28, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.