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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

PAMELA KAY MCKENZIE

Advisor at LPL FINANCIAL LLC

CERRITOS, CA

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Search this name across graphsid dfx:ria:15f30c0f-ea94-4fbe-4b2f-5bb82b304f3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 20, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 20, 2005
First registration: Aug 17, 2005
Dual registered: yes, broker-dealer
Other names: PAMELA KAY MOONEY|PAMELA KAY MOONEY-EASTMAN
IAPD individual key: 4923909

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 7, 2016	n/a	yes	CERRITOS, CA	Current employment
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Nov 19, 2013	Nov 9, 2016	no	BREA, CA	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	May 13, 2011	Sep 26, 2013	no	LONG BEACH, CA\|IRVINE, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 22, 2010	Feb 17, 2011	no	SAN JOSE, CA\|EL SEGUNDO, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 17, 2005	Apr 13, 2010	no	LONG BEACH, CA\|LONG BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARK AVENUE SECURITIES LLC	LPL FINANCIAL LLC	Nov 9, 2016	Nov 7, 2016	-2	Firm change	Other
EAGLE STRATEGIES LLC	PARK AVENUE SECURITIES LLC	Sep 26, 2013	Nov 19, 2013	54	Firm change	Other
LPL FINANCIAL LLC	EAGLE STRATEGIES LLC	Feb 17, 2011	May 13, 2011	85	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Apr 13, 2010	Apr 22, 2010	9	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 22, 2010 to Feb 17, 2011factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Nov 19, 2013 to Nov 9, 2016factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
May 13, 2011 to Sep 26, 2013factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 17, 2005 to Apr 13, 2010factForm ADV

Dated events

No dated event names this entity yet.