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RIA / WealthAdvisorChartered Financial Consultant31 years in industry

RICHARD KEVIN BARTOLACCI

Advisor at SUNDVOLD FINANCIAL

COLUMBIA, MO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUNDVOLD FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Oct 27, 1994
First registration: Sep 29, 2000
Dual registered: no
IAPD individual key: 2539103

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUNDVOLD FINANCIAL	Independent wealth	Nov 13, 2006	n/a	yes	COLUMBIA, MO	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Oct 6, 2005	Oct 4, 2006	no	COLUMBIA, MO	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Feb 1, 2005	Oct 5, 2005	no	COLUMBIA, MO	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Sep 29, 2000	Feb 1, 2005	no	COLUMBIA, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	SUNDVOLD FINANCIAL	Oct 4, 2006	Nov 13, 2006	40	Firm change	Other
WALNUT STREET SECURITIES, INC.	SECURITIES AMERICA ADVISORS, INC.	Oct 5, 2005	Oct 6, 2005	1	Firm change	Other
PRUCO SECURITIES, LLC	WALNUT STREET SECURITIES, INC.	Feb 1, 2005	Feb 1, 2005	0	Firm change	Other

Relationships

Registered with (4)

→ SUNDVOLD FINANCIALRegistered adviserregistration: current employment
Nov 13, 2006 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Oct 6, 2005 to Oct 4, 2006factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Feb 1, 2005 to Oct 5, 2005factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 29, 2000 to Feb 1, 2005factForm ADV

Dated events

No dated event names this entity yet.