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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SUNDVOLD FINANCIAL

SUNDVOLD CAPITAL MANAGEMENT LLC, CRD 108176

COLUMBIA, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24baf80d-3ac0-243f-18dd-12165db01b81

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 0
Observed: Feb 28, 2012 to Mar 13, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $233MItem 5.F on the latest filing (2026-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $233MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $38.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 480
Individual clients: 480
SEC number: 801-57007
CRD: 108176
Filings on the tape: 26
First filed: Feb 28, 2012
Latest filed: Mar 13, 2026
Organised: Limited Liability Company, MO
Website: sundvold.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JON THOMAS SUNDVOLD	n/a	COLUMBIA, MO	29	37	n/a	no
BRYAN ASHLEY ENGLAND	n/a	COLUMBIA, MO	26	27	n/a	no
ROBERT O. WEAGLEY	Certified Financial Planner	COLUMBIA , MO	26	42	n/a	no
GREGORY DEAN HOLLOWAY	n/a	COLUMBIA, MO	20	36	1	no
RICHARD KEVIN BARTOLACCI	Chartered Financial Consultant	COLUMBIA, MO	19	31	3	no
Wilson Sundvold	n/a	COLUMBIA, MO	5	15	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MORRISON, ERIC, RAY	President	Na	yes	06/2022	Mar 9, 2023	Nov 10, 2024
SUNDVOLD, JON, THOMAS	Owner	E	yes	10/1997	Feb 28, 2012	Nov 10, 2024
ENGLAND, BRYAN, ASHLEY	CHIEF COMPLIANCE OFFICER	Na	no	01/2023	Mar 9, 2023	Nov 10, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026	$233M	$0	5	5	0	n/a	n/a
2024	Feb 3, 2025	$234M	$0	6	6	0	n/a	n/a
2023	Mar 12, 2024	$209M	$0	8	7	0	n/a	n/a
2022	Mar 9, 2023	$163M	$0	8	7	0	n/a	n/a
2021	Mar 9, 2022	$167M	$0	9	7	0	n/a	n/a
2020	Feb 8, 2021	$135M	$0	8	6	0	n/a	n/a
2019	Mar 8, 2020	$120M	$0	8	6	0	n/a	n/a
2018	Mar 20, 2019	$387M	$0	8	6	0	n/a	n/a
2017	Feb 8, 2018	$472M	$0	8	6	0	n/a	n/a
2016	Mar 15, 2017	$424M	$0	8	6	n/a	n/a	n/a
2015	Mar 4, 2016	$411M	$0	8	6	n/a	n/a	n/a
2014	Mar 13, 2015	$408M	$0	8	6	n/a	n/a	n/a
2013	Jan 29, 2014	$349M	$0	8	6	n/a	n/a	n/a
2012	Mar 7, 2013	$307M	$0	8	6	n/a	n/a	n/a
2011	Feb 28, 2012	$261M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$233M	$234M	-0.5%	$163M	12.6%	5	6	0	0

Relationships

Registered with (8)

← Wilson SundvoldAdvisorregistration: current employment
Jul 20, 2021 to presentfactForm ADV
← RICHARD KEVIN BARTOLACCIAdvisorregistration: current employment
Nov 13, 2006 to presentfactForm ADV
← GREGORY DEAN HOLLOWAYAdvisorregistration: current employment
Oct 27, 2005 to presentfactForm ADV
← BRYAN ASHLEY ENGLANDAdvisorregistration: current employment
Jan 24, 2000 to presentfactForm ADV
← ROBERT O. WEAGLEYAdvisorregistration: current employment
Jan 24, 2000 to presentfactForm ADV
← JON THOMAS SUNDVOLDAdvisorregistration: current employment
Sep 12, 1997 to presentfactForm ADV
← JOSHUA ANDREWS PUTNAMAdvisorregistration: previous registration
Oct 4, 2005 to Jun 16, 2025factForm ADV
← JOHN ANDREW STEWARTAdvisorregistration: previous registration
Jan 30, 2003 to Dec 17, 2004factForm ADV

Controls (2)

← SUNDVOLD, JON, THOMASOwnerOWNER, ownership code E, individual
Feb 28, 2012 to Nov 10, 2024factForm ADV
← MORRISON, ERIC, RAYOwnerPRESIDENT, ownership code NA, individual
Mar 9, 2023 to Nov 10, 2024factForm ADV

Owns (1)

← ENGLAND, BRYAN, ASHLEYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 9, 2023 to Nov 10, 2024factForm ADV

Dated events

Occurred
Jun 16, 2025
Advisor changed firm
Joshua Andrews Putnam left Sundvold Financial for Legacy Capital Wealth Partners, Llc (registered 2025-06-06)
Form ADVobserved 5 days ago
Occurred
Mar 9, 2023
Control person joined
Ray Eric Morrison (President) appeared on Schedule A of Sundvold Financial
Form ADVobserved 5 days ago
Occurred
Jun 16, 2019
Regulatory AUM changed
Sundvold Financial reported RAUM $94.7M, down 76% from $387.0M (2019-03-20 to 2019-06-16)
Form ADVobserved 5 days ago
$-292M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24baf80d-3ac0-243f-18dd-12165db01b81
First observed: Feb 28, 2012
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUNDVOLD FINANCIAL

SUNDVOLD CAPITAL MANAGEMENT LLC, CRD 108176

COLUMBIA, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24baf80d-3ac0-243f-18dd-12165db01b81

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JON THOMAS SUNDVOLD

n/a

COLUMBIA, MO

n/a

BRYAN ASHLEY ENGLAND

n/a

COLUMBIA, MO

n/a

ROBERT O. WEAGLEY

Certified Financial Planner

COLUMBIA , MO

n/a

GREGORY DEAN HOLLOWAY

n/a

COLUMBIA, MO

RICHARD KEVIN BARTOLACCI

Chartered Financial Consultant

COLUMBIA, MO

Wilson Sundvold

n/a

COLUMBIA, MO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MORRISON, ERIC, RAY

President

yes

06/2022

Mar 9, 2023

Nov 10, 2024

SUNDVOLD, JON, THOMAS

Owner

yes

10/1997

Feb 28, 2012

Nov 10, 2024

ENGLAND, BRYAN, ASHLEY

CHIEF COMPLIANCE OFFICER

01/2023

Mar 9, 2023

Nov 10, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 13, 2026

$233M

n/a

2024

Feb 3, 2025

$234M

n/a

2023

Mar 12, 2024

$209M

n/a

2022

Mar 9, 2023

$163M

n/a

2021

Mar 9, 2022

$167M

n/a

2020

Feb 8, 2021

$135M

n/a

2019

Mar 8, 2020

$120M

n/a

2018

Mar 20, 2019

$387M

n/a

2017

Feb 8, 2018

$472M

n/a

2016

Mar 15, 2017

$424M

n/a

2015

Mar 4, 2016

$411M

n/a

2014

Mar 13, 2015

$408M

n/a

2013

Jan 29, 2014

$349M

n/a

2012

Mar 7, 2013

$307M

n/a

2011

Feb 28, 2012

$261M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$233M

$234M

-0.5%

$163M

12.6%