DFX Intelligence

B•••• C••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

B•••• C••••• S••••••••

Advisor at L•• I•••••••••

PALM BEACH GARDENS, FL | Newtown, PA

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Search this name across graphsid dfx:ria:15f88bcb-a9aa-237d-e5b4-bda303d485bc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 26, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• I•••••••••	Independent wealth	Nov 1, 2024	n/a	yes	PALM BEACH GARDENS, FL\|Newtown, PA	Current employment
H•••••• T••••••• • K•••• L••	Independent wealth	Feb 26, 2021	Aug 27, 2021	no	CONSHOHOCKEN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• T••••••• • K•••• L••	L•• I•••••••••	Aug 27, 2021	Nov 1, 2024	1,162	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ L•• I•••••••••Registered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Feb 26, 2021 to Aug 27, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15f88bcb-a9aa-237d-e5b4-bda303d485bc
First observed: Feb 26, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.