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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
FARMINGTON HILLS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 26, 2026 | n/a | yes | FARMINGTON HILLS, MI | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Feb 11, 2026 | Jun 30, 2026 | no | Farmington Hills, MI | Previous registration |
| SGH WEALTH MANAGEMENT | Independent wealth | Oct 25, 2024 | Nov 19, 2025 | no | LATHRUP VILLAGE, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 30, 2026 | Jun 26, 2026 | -4 | Firm change | Ibd to wirehouse |
| SGH WEALTH MANAGEMENT | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Nov 19, 2025 | Feb 11, 2026 | 84 | Firm change | RIA to ibd |